22nd Apr 2021 13:44
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 15 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,378,706 2.82 | 2,116,532 0.94 | ||||
(2) Derivatives (other than options) | 1,859,634 0.82 | 37,971 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 303,100 0.13 | ||||
Total | 8,238,340 3.64 | 2,457,603 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 41,600
2 2 5,484 2 2 5,153 2 5 38 76 62 6,300 2,600 2 22 36 8 5 5 630 15 5 12 2 3 6
2 97 4 2 5 2 101 187 80 2,740 35 100 81 38 107 100 2 1 100 3 5 114 62 6,300 233 178 2,600 2,295 190 100 623 43 1,027 5 630 5 10 15 126 349 335 227 8 3,387 111 603 309 287 200 200 302 102 3 5 300 12 2 22 2 2 1 31 89 2 2 218 5 254 12 1 5 159 39 36 2 74 29 3 31 1 55 700 100 600 1,019 100 3 564 17 308 69 488 800 2 12 548 8 472 81 11 | N/A
234.8700 USD 236.7200 USD 236.5000 USD 236.6400 USD 236.3800 USD 236.6000 USD 236.3700 USD 236.9300 USD 236.2560 USD 236.3600 USD 235.6555 USD 236.5326 USD 236.4320 USD 236.6700 USD 236.5273 USD 236.5753 USD 236.6525 USD 237.3820 USD 237.3800 USD 235.9188 USD 236.6180 USD 236.9200 USD 235.3800 USD 236.8000 USD 236.8500 USD 236.2933 USD
234.8700 USD 236.6500 USD 236.7200 USD 236.5100 USD 236.4800 USD 236.5400 USD 236.4600 USD 236.5500 USD 236.5900 USD 236.5000 USD 236.6400 USD 236.3800 USD 236.3200 USD 236.6000 USD 236.5300 USD 236.7600 USD 236.9100 USD 236.0600 USD 236.7900 USD 236.6200 USD 236.9300 USD 236.3600 USD 235.6555 USD 236.5326 USD 236.5484 USD 236.5996 USD 236.4320 USD 236.5999 USD 236.5813 USD 236.5805 USD 236.6572 USD 236.7100 USD 236.5518 USD 237.3820 USD 235.9188 USD 236.7060 USD 236.5850 USD 236.6180 USD 236.5948 USD 236.5765 USD 235.9249 USD 236.5397 USD 235.9600 USD 236.5585 USD 236.5702 USD 236.5615 USD 236.5700 USD 235.9105 USD 237.1400 USD 236.5550 USD 236.5534 USD 236.7700 USD 236.6783 USD 237.1270 USD 237.0400 USD 235.3800 USD 236.6650 USD 236.6009 USD 236.8300 USD 236.8100 USD 237.0500 USD 236.3671 USD 236.6391 USD 236.7300 USD 236.8000 USD 236.5600 USD 236.6440 USD 236.5744 USD 236.6042 USD 236.8700 USD 236.6480 USD 236.4962 USD 236.2010 USD 236.7256 USD 236.7650 USD 236.5145 USD 236.6786 USD 236.8400 USD 236.7626 USD 237.0300 USD 236.4476 USD 236.3525 USD 236.9400 USD 236.3083 USD 236.5846 USD 235.8100 USD 236.2933 USD 236.6938 USD 236.4400 USD 236.4778 USD 236.3500 USD 236.5965 USD 236.6788 USD 236.3850 USD 235.3900 USD 236.6344 USD 236.7450 USD 236.4714 USD 236.6533 USD 236.5118 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long
Increase Short
| 2,600 15 6,300
5 3 | 236.4320 USD 236.6180 USD 236.5326 USD
237.3820 USD 236.2933 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 22 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option | Written Written Written Written Written
| 46,200 71,700 77,400 104,700 3,100 | 270.00 270.00 270.00 270.00 270.00 | American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord