27th Apr 2021 13:22
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 23 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,311,421 2.80 | 2,147,067 0.95 | ||||
(2) Derivatives (other than options) | 1,890,707 0.84 | 39,418 0.02 | ||||
(3) Options and agreements to purchase/sell | 45,000 0.02 | 355,600 0.16 | ||||
Total | 8,247,128 3.66 | 2,542,085 1.13 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 53,000
57 80 40 18,320 2 2 2 1 2 6 580 25 928 100 40 14 2 2 300 300 600 2,000 700 300 8
57 120 66 16,927 400 2 4 9 200 26 4 382 11 3 3 4 25 4 4 928 307 10 59 7 2 2,000 52 111 3 3 | N/A
230.5900 USD 230.7985 USD 230.8800 USD 230.8900 USD 230.9100 USD 230.9200 USD 230.9450 USD 231.0600 USD 231.1100 USD 231.1467 USD 231.1902 USD 231.2112 USD 231.2713 USD 231.2800 USD 231.2850 USD 231.2893 USD 231.3300 USD 231.3350 USD 231.3767 USD 231.3867 USD 231.4108 USD 231.4168 USD 231.4357 USD 231.4733 USD 231.5300 USD
230.5900 USD 230.7985 USD 230.8000 USD 230.8900 USD 230.9050 USD 230.9200 USD 230.9500 USD 231.0300 USD 231.0550 USD 231.0785 USD 231.0925 USD 231.1211 USD 231.1327 USD 231.1600 USD 231.1800 USD 231.1900 USD 231.2112 USD 231.2300 USD 231.2500 USD 231.2713 USD 231.2788 USD 231.2900 USD 231.2922 USD 231.3086 USD 231.3350 USD 231.4168 USD 231.4640 USD 231.4766 USD 231.5800 USD 231.5900 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Short
| 25 2,000
928 2 | 231.2112 USD 231.4168 USD
231.2713 USD 231.3350 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Call Option | Purchased | 18,800 | 240.00 | American | 15/10/2021 | 11.00 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 27 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option | Written Written Written Written Written Purchased Written Written Purchased Written | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 | American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord