30th Apr 2021 13:42
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 29 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,401,704 2.84 | 2,186,395 0.97 | ||||
(2) Derivatives (other than options) | 1,909,875 0.85 | 61,083 0.03 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,441,979 3.75 | 2,603,078 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 83,100
71 82 100 13 61 6 12 5 2 20 1 23 4,701 418 300 77 5 21 5 97 10 20 26,548 1 78 5 85 137 4 100 2 63 37 6,709 63 26 48 15 25 40 193 2 12 19 13 1 132 17 64
2 100 2 71 211 25 50 12 62 6 36 143 8 4 150 16 8 1 23 400 6 96 1 120 82 3 52 1 9 9 100 3 4,701 1,471 4,100 418 33 300 77 3 74 10 219 100 3,513 109 26,548 108 1,133 1,280 200 100 70 113 1,174 7 100 19 8 102 274 35 200 1,647 9 76 108 120 100 100 295 103 133 5,684 27 142 80 162 108 8 100 230 1,863 100 27 100 10 31 100 58 54 12 500 3 100 4,275 4 72 800 700 200 100 95 128 37 6 24 | N/A
236.5699 USD 236.8040 USD 236.9700 USD 237.0440 USD 237.0770 USD 237.1329 USD 237.2370 USD 237.2720 USD 237.5400 USD 237.5650 USD 237.6250 USD 237.7441 USD 237.9750 USD 238.0706 USD 238.1045 USD 238.1318 USD 238.1920 USD 238.2200 USD 238.2720 USD 238.3290 USD 238.3800 USD 238.4900 USD 238.7683 USD 239.0000 USD 239.0055 USD 239.0100 USD 239.0250 USD 239.0723 USD 239.1000 USD 239.1200 USD 239.1700 USD 239.2276 USD 239.2503 USD 239.2700 USD 239.2870 USD 239.3415 USD 239.3771 USD 239.4033 USD 239.4280 USD 239.4625 USD 239.4705 USD 239.4800 USD 239.4900 USD 239.5100 USD 239.5162 USD 239.5800 USD 239.5836 USD 239.6818 USD 239.8300 USD
236.1100 USD 236.4800 USD 236.5665 USD 236.5699 USD 236.9700 USD 237.0300 USD 237.0600 USD 237.1329 USD 237.3002 USD 237.3533 USD 237.3600 USD 237.3773 USD 237.3800 USD 237.3900 USD 237.3976 USD 237.4425 USD 237.4500 USD 237.5400 USD 237.7441 USD 237.7475 USD 237.7500 USD 237.7700 USD 237.7800 USD 237.7900 USD 237.8000 USD 237.8150 USD 237.8200 USD 237.8500 USD 237.8600 USD 237.8700 USD 237.8800 USD 237.9100 USD 237.9750 USD 237.9902 USD 237.9950 USD 238.0706 USD 238.0900 USD 238.1045 USD 238.1318 USD 238.1764 USD 238.2800 USD 238.3800 USD 238.4405 USD 238.4600 USD 238.7182 USD 238.7200 USD 238.7683 USD 238.8300 USD 238.8334 USD 238.9136 USD 238.9200 USD 238.9300 USD 238.9700 USD 238.9800 USD 239.0148 USD 239.0446 USD 239.0550 USD 239.0700 USD 239.0800 USD 239.0818 USD 239.1200 USD 239.1365 USD 239.1400 USD 239.1448 USD 239.1578 USD 239.1600 USD 239.1700 USD 239.1800 USD 239.1900 USD 239.2500 USD 239.2600 USD 239.2603 USD 239.2675 USD 239.2700 USD 239.2996 USD 239.3255 USD 239.3400 USD 239.3556 USD 239.3600 USD 239.3700 USD 239.4100 USD 239.4228 USD 239.4279 USD 239.4500 USD 239.5116 USD 239.5200 USD 239.5400 USD 239.5516 USD 239.5600 USD 239.5769 USD 239.5770 USD 239.5800 USD 239.6180 USD 239.6395 USD 239.6600 USD 239.6707 USD 239.6748 USD 239.6767 USD 239.6900 USD 239.7100 USD 239.7200 USD 239.7400 USD 239.8165 USD 239.8300 USD 239.8372 USD 239.8549 USD 240.0000 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long
Increase Short | 4,701 300 13,274
1 | 237.9749 USD 238.1044 USD 238.7633 USD
237.5400 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Call Option Call Option Call Option | Purchased Purchased Purchased | 29,200 800 4,000 | 240.00 240.00 240.00 | American American American | 21/05/2021 21/05/2021 21/05/2021 | 5.40 5.39 5.30 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 30 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 34,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 240.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord