3rd Jun 2021 15:06
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 02 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,893,960 3.06
| 2,319,626 1.03
| ||||
(2) Derivatives (other than options) | 1,991,165 0.88
| 246,263 0.11
| ||||
(3) Options and agreements to purchase/sell | 146,000 0.06
| 355,600 0.16
| ||||
Total | 9,031,125 4.00
| 2,921,489 1.30
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 98,700
7 11 11 1 3 4 90 6 10 108 5 250 4 333 10 3 1 492 4 35 11 890 992 4 4 3 3 346 10
300 200 200 2 22 7 7 100 2 654 100 1 36 1,232 117 11 7 3 1 50 2 26 2 2 96 51 643 11 4,952 274 4 192 3 3 21 3 12 42 8 90 3 144 1,167 74 1,484 29 5 1,533 138 330 1,473 436 4 104 124 10 126 100 52 63 2 8 1 2 42 63 150 4 333 1 28 14 10 10 1 800 328 100 3 2 | N/A
255.0300 USD 254.4977 USD 254.4750 USD 254.0600 USD 253.9500 USD 253.8900 USD 253.8858 USD 253.8600 USD 253.6260 USD 253.6179 USD 253.5600 USD 253.3700 USD 253.3688 USD 253.3129 USD 253.2400 USD 253.1250 USD 253.0850 USD 253.0629 USD 253.0200 USD 253.0083 USD 253.0050 USD 253.0000 USD 252.9500 USD 252.9400 USD 252.9300 USD 252.8933 USD 252.8900 USD 252.7550 USD 252.2864 USD
255.3250 USD 255.3200 USD 255.1500 USD 255.1450 USD 255.0800 USD 255.0400 USD 255.0300 USD 255.0000 USD 254.9950 USD 254.9916 USD 254.9500 USD 254.9400 USD 254.9083 USD 254.6603 USD 254.6309 USD 254.4977 USD 254.4514 USD 254.4400 USD 254.4100 USD 254.4000 USD 254.3500 USD 254.3450 USD 254.3350 USD 254.2700 USD 254.2600 USD 254.2300 USD 254.2083 USD 254.2027 USD 254.1885 USD 254.1682 USD 254.1475 USD 254.1173 USD 254.0200 USD 253.9900 USD 253.9614 USD 253.9500 USD 253.9300 USD 253.9145 USD 253.8900 USD 253.8858 USD 253.8800 USD 253.8000 USD 253.7900 USD 253.7866 USD 253.7800 USD 253.7600 USD 253.7500 USD 253.7285 USD 253.7100 USD 253.7000 USD 253.6833 USD 253.6800 USD 253.6600 USD 253.6400 USD 253.6300 USD 253.6260 USD 253.6200 USD 253.6000 USD 253.5900 USD 253.5700 USD 253.5400 USD 253.5200 USD 253.4800 USD 253.4500 USD 253.4350 USD 253.3748 USD 253.3700 USD 253.3688 USD 253.3129 USD 253.2800 USD 253.2704 USD 253.2500 USD 253.2400 USD 253.1800 USD 253.1300 USD 253.0000 USD 252.9500 USD 252.9400 USD 252.8933 USD 252.7350 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Increase Short
Decrease Long
Decrease Short
Increase Long | 3
11 333
150
67 23 | 252.8933 USD
254.4750 USD 253.3129 USD
253.3700 USD
253.9439 USD 253.7165 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 03 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased | 46,200 71,700 77,400 104,700 300 3,100 44,000 13,800 8,200 51,400 54,200 26,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord