7th May 2021 12:50
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 06 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,479,626 2.87 | 2,272,095 1.01 | ||||
(2) Derivatives (other than options) | 1,981,086 0.88 | 200,370 0.09 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,591,112 3.81 | 2,828,065 1.26 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 15 10 3 4 18 1 2 30 1 206 64 13 1 109 13 3 5 2 38,714 15 15 4 8 8 2 4 4 11 236 3 9 24 3 17 111 44 19 432 15 972 2 972 300 100 2 102 10 1 30 25 50 45 7 1 107 11 55 3 6 206 2 4 3 21 40 6 45 44,765 35 675 300 4 2,425 200 17 11 7 2 3 4 1 2 1 9 11 1 3 1
15 31 54 5 75 100 64 14 8 40 36 15 3 1 1 363 1 11 6 84 2,631 295 43 1,273 1 760 180 71 59 9 10 608 2 2,010 1,815 3 530 5 632 67 181 38,714 1 15 200 4 8 8 100 1 57 87 2,097 62 66 11 27 972 99 972 1 464 1,111 91 31 22 53 76 11 30 2 13 2 1,271 45 45 51 104 15 10,158 692 300 127 5 25 25 | 254.3600 USD 255.0650 USD 255.1400 USD 255.1700 USD 255.1753 USD 255.1950 USD 255.2200 USD 255.2303 USD 255.2350 USD 255.2442 USD 255.4336 USD 255.4392 USD 255.4700 USD 255.5309 USD 255.5400 USD 255.5533 USD 255.5690 USD 255.5700 USD 255.6263 USD 255.6300 USD 255.6333 USD 255.6400 USD 255.6600 USD 255.6800 USD 255.6850 USD 255.7000 USD 255.7025 USD 255.7118 USD 255.7209 USD 255.7267 USD 255.7300 USD 255.7375 USD 255.7450 USD 255.7547 USD 255.8100 USD 255.8168 USD 255.8174 USD 255.8188 USD 255.8233 USD 255.8314 USD 255.8400 USD 255.8439 USD 255.8500 USD 255.8700 USD 255.9500 USD 255.9875 USD 255.9980 USD 256.0000 USD 256.0113 USD 256.1088 USD 256.1470 USD 256.1696 USD 256.1700 USD 256.1900 USD 256.2028 USD 256.2236 USD 256.2698 USD 256.2767 USD 256.3350 USD 256.3353 USD 256.4100 USD 256.4525 USD 256.5167 USD 256.5295 USD 256.5433 USD 256.5625 USD 256.6262 USD 256.6300 USD 256.6757 USD 256.6804 USD 256.6850 USD 256.6975 USD 256.7204 USD 256.7325 USD 256.7888 USD 256.8691 USD 256.8700 USD 256.9200 USD 256.9500 USD 256.9575 USD 256.9600 USD 256.9650 USD 256.9800 USD 256.9911 USD 257.0082 USD 257.0500 USD 257.0767 USD 257.2100 USD
254.3600 USD 254.6500 USD 254.7000 USD 254.7400 USD 254.7500 USD 254.7600 USD 254.8000 USD 254.9900 USD 255.0000 USD 255.0200 USD 255.0400 USD 255.0500 USD 255.0700 USD 255.0750 USD 255.0900 USD 255.1150 USD 255.1200 USD 255.1318 USD 255.1417 USD 255.1500 USD 255.1765 USD 255.1866 USD 255.2000 USD 255.2071 USD 255.3200 USD 255.4053 USD 255.4300 USD 255.4400 USD 255.4603 USD 255.5100 USD 255.5200 USD 255.5333 USD 255.5350 USD 255.5406 USD 255.5423 USD 255.5533 USD 255.5636 USD 255.5690 USD 255.5962 USD 255.6000 USD 255.6200 USD 255.6263 USD 255.6300 USD 255.6333 USD 255.7000 USD 255.7025 USD 255.7100 USD 255.7200 USD 255.7300 USD 255.7500 USD 255.7600 USD 255.7700 USD 255.7793 USD 255.8100 USD 255.8200 USD 255.8227 USD 255.8300 USD 255.8314 USD 255.8400 USD 255.8439 USD 255.8500 USD 255.8584 USD 255.8610 USD 255.8800 USD 255.9100 USD 255.9400 USD 255.9500 USD 255.9700 USD 256.0000 USD 256.0113 USD 256.0300 USD 256.0731 USD 256.0800 USD 256.1136 USD 256.1696 USD 256.1700 USD 256.4229 USD 256.4700 USD 256.4900 USD 256.6300 USD 256.8858 USD 256.8900 USD 256.9694 USD 256.9800 USD 257.1100 USD 257.2800 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Long
Increase Short
Opening a short position | 15 972
19,357 30 45
4
32,896 | 255.6335 USD 255.8439 USD
255.6213 USD 256.0113 USD 256.1695 USD
255.7025 USD
256.6300 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 07 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 34,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord