1st Sep 2020 07:00
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 28 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,254,625 1.84 | 2,416,237 1.04 | ||||
(2) Derivatives (other than options) | 2,258,017 0.98 | 126,531 0.05 | ||||
(3) Options and agreements to purchase/sell | 108,100 0.05 |
| ||||
Total | 6,620,742 2.87 | 2,542,768 1.09 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 2,100
50 100 50 400 100 256 1 1 68 400 600 9 6 100 50 263 1,233 400 100 100 3,300 12 1 1,685 50 10 100 8 100 50 92 500 332 500 200 10,330 100 12 14 50 1 1
2 12 4 9 700 7 39 53 116 263 1,520 200 3,300 428 1 1,685 1 3 6 39 111 8 452 200 8 1,058 22 12 25 56 36 65 1 3 9,053 1 | NA
198.7635 198.8225 198.9618 198.9650 198.9709 198.9797 199.0400 199.0600 199.2800 199.3125 199.4400 199.4489 199.4933 199.5698 199.5762 199.5917 199.6086 199.6400 199.6743 199.6801 199.6852 199.7117 199.7200 199.7217 199.7359 199.8238 199.8900 199.9100 199.9200 199.9363 200.0148 200.0320 200.0386 200.0540 200.0750 200.1100 200.1197 200.1300 200.1900 200.3281 200.5550 200.5650
198.9500 199.1008 199.1575 199.2111 199.4114 199.4900 199.4979 199.5102 199.5162 199.5917 199.6424 199.6600 199.6852 199.6972 199.7200 199.7217 199.7300 199.7400 199.7600 199.7785 199.7966 199.8375 199.8794 199.9050 199.9100 199.9376 199.9700 199.9800 199.9850 200.0050 200.0300 200.0400 200.0600 200.0800 200.1100 200.5650 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 263 3,300 77
76 1,609 260 | 199.5977 199.6852 200.1100
199.6879 199.7232 200.1100 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 31 August 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord