21st Oct 2020 14:48
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 20 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,633,435 2.86 | 2,705,896 1.18 | ||||
(2) Derivatives (other than options) | 2,484,639 1.08 | 80,439 0.04 | ||||
(3) Options and agreements to purchase/sell | 93,200 0.04 |
| ||||
Total | 9,211,274 3.98 | 2,786,335 1.22 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 95,100
3,588 18 900 77 34 30 700 158 536 148 200 305 25 35 36 2,400 47 36 44 1,500 3 2 2 1 3
4,540 18 5 281 34 34 30 36 6 152 500 100 2 100 148 22 9 3 100 10 4 3 1,200 305 2 2,400 8 2 100 12 3 300 219 1 200 | NA
206.3600 206.3606 207.3022 207.5226 207.5774 207.5900 207.6057 207.6481 207.7035 207.7297 207.7450 208.4084 208.4644 208.6320 208.6586 208.6720 208.6994 208.7014 208.8216 209.0940 209.1900 209.4025 209.4350 209.8100 211.4100
206.3600 206.3606 207.1820 207.4434 207.5774 207.5800 207.5900 207.5917 207.6000 207.6500 207.7116 207.7200 207.7250 207.7400 207.7500 207.8218 207.8611 207.9267 207.9900 208.1050 208.1200 208.1667 208.3100 208.4084 208.4250 208.6720 208.7038 208.7350 209.0100 209.1850 209.1900 209.1933 209.2379 209.6000 211.4000 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 34 1,100 1,300
7,000 18 67 238 | 207.5774 208.5641 208.7632
206.3600 206.3604 208.4084 208.4084 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 21 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord