21st Aug 2020 12:44
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 20 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,470,597 1.93 | 2,384,629 1.03 | ||||
(2) Derivatives (other than options) | 2,238,083 0.97 | 170,666 0.07 | ||||
(3) Options and agreements to purchase/sell | 108,100 0.05 | 50,400 0.02 | ||||
Total | 6,816,780 2.95 | 2,605,695 1.12 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) (USD) |
Purchase (New Borrow)
Purchase
Sale | 127,800
1 1,184 22 6,874 57 1 127 932 300 1,900 1 1 1,900 531 9 28 1 51 4 81 10 74 2 7 255 50 2 1 2 22 66 1 5 11 62 1 8 1 3 1 1,900 5 1 71 2 2 1 3,300 43 61 11 5 6 76,824 2 1 1 13 6 28 1 18 15 1 1 5 48 2 1 82 2 3 60 2 12 2 13 3 4 3 57 60 7 9 1 1 65 1 1 5 1 1 1
1,184 84 33 1 197 65 8 200 8,304 100 100 100 300 900 80 33 100 50 1,900 1,900 200 2,517 100 100 33 409 300 50 200 318 200 300 200 300 525 700 400 75 33 700 300 516 100 255 3,302 400 400 557 2,724 200 318 500 300 100 400 100 100 108 113 500 9 2,922 910 310 600 100 50 400 64 66 383 50 8 100 100 833 600 66 1,363 100 1,900 900 77 100 11,560 100 600 300 1,281 3,300 1,082 110 100 1,608 101 50 3,568 76,824 568 9,803 100 200 50 1,735 275 8,378 200 50 116 127 100 200 134 121 200 104 108 300 100 200 100 100 153 100 33 117 243 300 120 1,864 500 300 100 200 300 292 100 50 200 2 600 100 100 100 200 50 100 108 2,288 100 231 20 100 100 24 100 100 219 400 5,206 200 33 2,337 100 200 100 100 9 100 100 100 100 100 100 100 | N/A
196.5500 196.8600 196.9300 197.0100 197.0500 197.1000 197.1300 197.1305 197.1367 197.1389 197.1400 197.1500 197.1514 197.1565 197.1700 197.2232 197.2300 197.2824 197.3088 197.3089 197.3140 197.3142 197.3200 197.3264 197.3282 197.3398 197.3400 197.3500 197.3600 197.3695 197.3730 197.3900 197.4000 197.4084 197.4092 197.4100 197.4175 197.4200 197.4333 197.4400 197.4509 197.4580 197.4600 197.4618 197.4700 197.4750 197.4800 197.4802 197.4851 197.4893 197.4927 197.4940 197.5000 197.5096 197.5100 197.5400 197.5500 197.5515 197.5667 197.5700 197.5800 197.5856 197.5957 197.6000 197.6100 197.6200 197.6208 197.6300 197.6400 197.6456 197.6500 197.6600 197.6657 197.6700 197.6733 197.6900 197.7015 197.7100 197.7200 197.7367 197.7404 197.7500 197.7607 197.7739 197.7800 197.8000 197.8055 197.8100 197.8200 197.9350 197.9500 197.9700 197.9900
196.8600 196.9200 196.9300 196.9400 196.9500 196.9650 197.0000 197.0025 197.0100 197.0300 197.0450 197.0550 197.0800 197.0989 197.0999 197.1132 197.1150 197.1365 197.1389 197.1514 197.2200 197.2398 197.2400 197.2550 197.2561 197.2600 197.2700 197.2725 197.2750 197.2800 197.2850 197.2867 197.2900 197.2950 197.3000 197.3014 197.3050 197.3100 197.3103 197.3121 197.3150 197.3200 197.3250 197.3282 197.3285 197.3300 197.3350 197.3400 197.3424 197.3450 197.3500 197.3550 197.3600 197.3650 197.3688 197.3700 197.3750 197.3800 197.3900 197.3970 197.4000 197.4073 197.4100 197.4106 197.4117 197.4150 197.4181 197.4200 197.4216 197.4232 197.4253 197.4292 197.4300 197.4308 197.4350 197.4404 197.4450 197.4466 197.4489 197.4500 197.4509 197.4519 197.4600 197.4650 197.4686 197.4700 197.4742 197.4750 197.4780 197.4802 197.4879 197.4900 197.4950 197.4952 197.5000 197.5020 197.5038 197.5096 197.5173 197.5177 197.5181 197.5200 197.5252 197.5275 197.5400 197.5428 197.5500 197.5515 197.5600 197.5700 197.5750 197.5825 197.5843 197.5900 197.6050 197.6200 197.6250 197.6300 197.6350 197.6400 197.6450 197.6469 197.6500 197.6552 197.6557 197.6600 197.6700 197.6750 197.6800 197.6802 197.6830 197.6850 197.6900 197.6950 197.7000 197.7050 197.7100 197.7111 197.7150 197.7200 197.7446 197.7450 197.7500 197.7600 197.7650 197.7661 197.7700 197.7800 197.7806 197.7850 197.7900 197.7933 197.7950 197.8000 197.8100 197.8200 197.8300 197.8400 197.8663 197.8691 197.8700 197.8716 197.8728 197.8750 197.8800 197.8900 197.9000 197.9011 197.9035 197.9200 197.9350 197.9359 197.9400 197.9700 198.0200 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) USD |
Equity Swap | Long
Short | 7,500 255 1,900 3,300 76,824
101 1,900 | 197.0100 197.3282 197.4509 197.4802 197.5096
197.0100 197.1514 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 21 August 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
Ap23
SUPPLEMENTAL FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 43,400 | 200.00 USD | American | 21-Aug-20 |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Purchased | 7,000 | 200.00 USD | American | 21-Aug-20 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord