11th May 2021 14:14
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 10 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,211,367 2.75 | 2,288,266 1.01 | ||||
(2) Derivatives (other than options) | 1,982,116 0.88 | 200,234 0.09 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,323,883 3.69 | 2,844,100 1.26 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 1 158 6 42 1,695 150 195 74 104 33 100 66 8 100 1 98 5 1 1 1 100 51 1 2 100 39 57 1 98 1 1,074 1 2 7 3 1 1 22 62 100 1 4 3 6 26 8 1 16 36 74 22 1 3 100 59 2 275 2 1 21 1 1 1,199 17 7 15 100 20 2 148 3 7 7 6 1 100 100 280 9 1
1 1 100 116 200 2,109 100 150 195 50 74 104 200 16 100 7 200 2 300 100 24 57 1,074 26 1 100 231 32 200 108 369 100 99 1 210 100 398 100 92 4 200 200 6 100 100 100 | 257.7400 USD 258.2144 USD 258.4067 USD 258.4383 USD 258.4500 USD 258.4913 USD 258.4993 USD 258.5100 USD 258.5200 USD 258.5282 USD 258.5900 USD 258.5956 USD 258.6000 USD 258.6100 USD 258.6500 USD 258.7100 USD 258.7300 USD 258.7500 USD 258.7870 USD 258.9000 USD 258.9200 USD 258.9333 USD 258.9600 USD 258.9800 USD 259.0000 USD 259.0005 USD 259.0693 USD 259.0900 USD 259.1280 USD 259.1400 USD 259.1810 USD 259.2200 USD 259.2600 USD 259.2614 USD 259.2833 USD 259.2950 USD 259.3050 USD 259.3100 USD 259.3802 USD 259.3900 USD 259.4000 USD 259.5650 USD 259.6133 USD 259.6733 USD 259.7535 USD 259.7650 USD 259.8100 USD 259.8700 USD 259.8922 USD 259.9839 USD 260.0100 USD 260.0200 USD 260.0333 USD 260.0500 USD 260.0727 USD 260.0925 USD 260.1393 USD 260.1400 USD 260.1900 USD 260.2100 USD 260.2600 USD 260.3100 USD 260.3644 USD 260.3865 USD 260.3986 USD 260.4120 USD 260.4200 USD 260.4505 USD 260.5025 USD 260.5135 USD 260.5167 USD 260.5543 USD 260.5800 USD 260.5833 USD 260.5850 USD 260.5900 USD 260.6100 USD 260.6461 USD 260.7289 USD 260.8400 USD
257.7400 USD 257.7500 USD 258.1300 USD 258.3600 USD 258.3700 USD 258.4500 USD 258.4830 USD 258.4913 USD 258.4993 USD 258.5079 USD 258.5100 USD 258.5200 USD 258.5900 USD 258.6000 USD 258.6100 USD 258.8386 USD 258.9200 USD 258.9450 USD 258.9700 USD 259.0000 USD 259.0204 USD 259.0693 USD 259.1810 USD 259.1919 USD 259.3050 USD 259.3900 USD 259.4700 USD 259.8700 USD 260.0500 USD 260.1289 USD 260.1366 USD 260.1400 USD 260.1600 USD 260.1900 USD 260.1910 USD 260.2000 USD 260.2418 USD 260.2500 USD 260.2900 USD 260.3700 USD 260.4200 USD 260.5150 USD 260.5833 USD 260.6100 USD 260.6800 USD 260.7200 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Short
Increase Long
Increase Short
Opening a long position | 50
57
6
1,074 | 258.4500 USD
259.0693 USD
260.5833 USD
259.1810 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Call Option | Selling | 28,100 | 269.5910 | TBD | 28/07/2021 | 283.0700 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 11 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 34,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord