9th Jul 2021 14:36
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 08 July 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,854,257 3.04 | 2,149,090 0.95 | ||||
(2) Derivatives (other than options) | 1,848,271 0.82 | 81,872 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 8,869,428 3.93 | 2,607,462 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 15,000
2 1 2 3 1 34 2 6 45 45 3 5 5 3 35 5 16 5 13 97 200 3 100 18 5 4 300 54 49 89 2 10,334 62 76 1,258 1 10 1,000 4
2 45 2 2 1 5 5 3 3 47 200 4 200 15 300 6,258 45 93 100 2 | N/A
239.0500 USD 238.0800 USD 237.5300 USD 237.5167 USD 237.5000 USD 237.4888 USD 237.0750 USD 237.0650 USD 237.0204 USD 237.0200 USD 236.8733 USD 236.8300 USD 236.8200 USD 236.6650 USD 236.6031 USD 236.5420 USD 236.5106 USD 236.4180 USD 236.3560 USD 236.3100 USD 236.3019 USD 236.2700 USD 236.2350 USD 236.1700 USD 236.0860 USD 236.0750 USD 235.6917 USD 235.3200 USD 235.2700 USD 235.2689 USD 235.2350 USD 235.2100 USD 235.1500 USD 235.1045 USD 234.9279 USD 234.8300 USD 234.8090 USD 234.7850 USD 234.6000 USD
239.0500 USD 237.0204 USD 236.9650 USD 236.9600 USD 236.8500 USD 236.8300 USD 236.7050 USD 236.6750 USD 236.6650 USD 236.6066 USD 236.3019 USD 235.9925 USD 235.9900 USD 235.8413 USD 235.6917 USD 235.2100 USD 235.1728 USD 235.1500 USD 235.1100 USD 234.7600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Increase Long | 200 45
300 | 236.3019 USD 237.0205 USD
235.6917 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 09 July 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord