16th Oct 2020 14:31
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 15 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,466,591 2.79 | 2,683,410 1.17 | ||||
(2) Derivatives (other than options) | 2,467,496 1.08 | 72,833 0.03 | ||||
(3) Options and agreements to purchase/sell | 99,600 0.04 |
| ||||
Total | 9,033,687 3.91 | 2,756,243 1.20 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 112,800
23 23 2,400 97 2,708 22 14 100 96 197 7 188
23 100 400 300 100 100 30 127 100 300 100 100 131 100 200 100 100 300 2 160 66 6 100 100 100 100 100 100 100 100 200 400 3 66 300 100 100 200 298 1 200 100 66 9 100 100 400 4 32 100 17 48 77 97 43 24 100 2,400 27 92 58 376 6 200 6 55 176 72 1 4,100 6 15 100 80 29 22 213 3 3 170 23 2 26 4 20 5 9 632 2 2 186 35 1 23 3 32 25 2,000 386 806 2,314 889 3 100 100 100 1 100 100 1,299 618 100 212 42 100 1,442 1 75 4 100 73 100 200 65 7 1 100 20 822 100 87 71 10 422 7 100 5 100 25 68 80 52 96 10 39 100 136 86 200 4 40 100 25 158 2 2 76 6 25 17 108 7 4 356 13 7 100 200 20 400 3 11 100 27 329 285 400 56 4 800 798 1 310 200 100 100 36 2,682 200 200 2,647 690 1,454 200 39 22 199 100 200 200 104 100 100 1 100 100 100 196 1,777 103 1,668 1 100 228 100 575 15 407 4,083 1 197 108 489 107 100 100 850 100 100 2,003 100 200 188 752 208 100 101 11 100 100 100 100 | NA
208.5300 208.5304 211.6800 212.6922 212.7800 212.8187 212.8400 212.8600 212.8800 212.9524 212.9700 213.0250
208.5304 208.9600 209.4700 209.5033 209.5300 209.6465 209.7279 209.7450 209.7600 209.7850 209.8400 209.8600 209.9400 209.9450 209.9850 210.0848 210.2450 210.2467 210.2557 210.2562 210.3239 210.3367 210.3400 210.3934 210.4100 210.4650 210.5150 210.6050 210.6500 210.6700 210.6853 210.6854 210.7000 210.7014 210.7083 210.7450 210.7500 210.7663 210.7700 210.8100 210.8125 210.8285 210.8376 210.8400 210.8485 210.8650 210.9125 211.0800 211.3592 211.3700 211.3997 211.4126 211.6052 211.6200 211.6301 211.6546 211.6596 211.6800 211.6932 211.7101 211.7199 211.7251 211.7267 211.7301 211.7358 211.7524 211.7562 211.7580 211.7615 211.7716 211.7775 211.7777 211.7913 211.7935 211.8007 211.8016 211.8118 211.8176 211.8187 211.8213 211.8404 211.8471 211.8587 211.8614 211.8664 211.8748 211.8756 211.8837 211.8894 211.9016 211.9136 211.9137 211.9151 211.9181 211.9500 211.9511 211.9512 211.9545 211.9572 211.9682 211.9820 212.0023 212.0100 212.0242 212.1250 212.1350 212.1700 212.2147 212.2473 212.3777 212.4137 212.4150 212.4233 212.4292 212.4350 212.4404 212.4539 212.4662 212.4700 212.4765 212.4809 212.4811 212.4828 212.4831 212.4856 212.4900 212.5204 212.5209 212.5210 212.5248 212.5279 212.5296 212.5380 212.5636 212.5657 212.5658 212.5668 212.5670 212.5706 212.5710 212.5772 212.5773 212.5778 212.5950 212.5954 212.5980 212.6038 212.6047 212.6078 212.6127 212.6343 212.6350 212.6373 212.6380 212.6525 212.6693 212.6717 212.6740 212.6788 212.6843 212.6904 212.6908 212.6913 212.7006 212.7027 212.7038 212.7100 212.7200 212.7266 212.7275 212.7277 212.7300 212.7350 212.7377 212.7400 212.7475 212.7500 212.7509 212.7525 212.7538 212.7540 212.7600 212.7639 212.7650 212.7700 212.7772 212.7792 212.7800 212.7850 212.7900 212.7985 212.8012 212.8070 212.8100 212.8154 212.8187 212.8200 212.8250 212.8275 212.8325 212.8350 212.8400 212.8450 212.8600 212.8650 212.8697 212.8750 212.8800 212.8811 212.8861 212.9026 212.9100 212.9129 212.9173 212.9196 212.9271 212.9300 212.9346 212.9441 212.9500 212.9524 212.9600 212.9647 212.9700 212.9708 212.9800 212.9865 213.0000 213.0014 213.0072 213.0196 213.0200 213.0250 213.0259 213.0500 213.0553 213.0650 213.0800 213.0900 213.1350 213.1965 213.2000 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1,100 1,300
23 58 22 | 211.6523 211.7035
208.5305 212.7800 212.8186 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any optionreferred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 16 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord