19th Nov 2020 13:29
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 18 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,943,879 3.47 | 2,701,943 1.18 | ||||
(2) Derivatives (other than options) | 2,541,697 1.11 | 77,575 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,485,576 4.58 | 2,805,818 1.22 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase
Sale
| 215,800
4 6,863 37 14 12 11 58 66 1 157 628 1,166 3 1,500 1 23 4 23 178
4 1,604 2 37 12 50 45 9 58 60 6 43 66 4 200 100 2 157 2 10 18 32 628 1,166 200 376 1 800 10 800 7 27 15 1,500 2 23 700 177 6 2 1 4 2 2 88 178 178 1 9 1 4 62 13 8 1 2 3 1 29 4 1 1 | NA
203.3575 203.3600 203.6302 203.6900 203.8000 203.8200 204.4674 205.1900 205.3800 205.6948 205.9223 205.9542 205.9800 206.4837 206.5400 206.5800 207.1900 207.2220 207.3004
203.3575 203.3600 203.4600 203.6302 203.8300 204.2934 204.4200 204.4367 204.4674 205.0137 205.0250 205.1800 205.1900 205.2150 205.3950 205.5000 205.5025 205.6948 205.7250 205.8000 205.8506 205.9156 205.9223 205.9542 205.9700 206.1300 206.1400 206.1975 206.2480 206.2575 206.2643 206.4222 206.4393 206.4837 206.5650 206.5800 206.8214 206.8741 206.9117 206.9650 207.1200 207.1900 207.2600 207.2800 207.3000 207.3004 207.3256 207.3300 207.3356 207.3400 207.3500 207.3616 207.3838 207.5500 207.5900 207.6500 207.7200 207.7300 207.7824 207.9250 207.9500 208.1300 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
| 4 13 24 81 400 628 1,166 40 36 1,100 | 203.3575 203.3596 203.7767 205.0784 205.8850 205.9223 205.9542 206.3580 206.3581 206.7014 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 19 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord