13th May 2021 15:06
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 12 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,356,077 2.82 | 2,332,104 1.03 | ||||
(2) Derivatives (other than options) | 2,032,135 0.90 | 200,245 0.09 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,518,612 3.78 | 2,887,949 1.28 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 175,200
64 72 2,887 47 43 36 11 1 25 4 3 8 95 4 53 95 94 25 3 3 1 1 2 30 50 2 1 1 1 2 30 19 3 1 49 7 7 16 75 1 1 2 1 1 1 6 13,922 5 9 4 5 1 10,800 3 1
4,529 12 47 35 112 100 36 48 95 1 3 2 100 2 11 17 34 6 1 90 30 30 21 1 10 2 8 1 7 6 6 6 15 10 157 9 10 55 9 7 474 17 12 7 80 674 696 46 1 18 2 12 7 2 201 8 4 98 1 22 5 7 100 10 7 58 20 2 11 13 6 6 62 10 8 10 10 10 6 13,922 100 100 4 100 5 1 100 1 21,600 3 2 1 100 | N/A
249.5461 USD 249.7043 USD 249.7200 USD 249.7449 USD 249.9400 USD 249.9600 USD 250.0555 USD 250.2500 USD 250.2616 USD 250.2800 USD 250.3800 USD 250.4413 USD 250.4704 USD 250.6075 USD 250.6847 USD 250.6940 USD 250.8519 USD 250.9900 USD 251.3050 USD 251.3150 USD 251.3200 USD 251.5200 USD 251.5300 USD 251.6487 USD 251.6700 USD 251.7000 USD 251.7100 USD 251.7700 USD 251.7900 USD 251.8500 USD 251.9133 USD 251.9216 USD 251.9533 USD 252.1300 USD 252.2669 USD 252.3100 USD 252.3129 USD 252.4300 USD 252.4507 USD 252.4700 USD 252.5100 USD 252.7450 USD 252.9000 USD 252.9200 USD 253.1400 USD 253.6817 USD 253.8803 USD 254.0400 USD 254.0511 USD 254.1200 USD 254.1500 USD 254.2600 USD 254.3000 USD 254.3300 USD 254.8100 USD
249.7200 USD 249.7300 USD 249.7449 USD 249.7500 USD 249.7700 USD 249.8300 USD 249.9600 USD 250.4600 USD 250.4704 USD 251.2250 USD 251.3150 USD 251.5300 USD 251.6700 USD 251.7800 USD 251.8000 USD 251.8300 USD 251.8400 USD 251.8600 USD 251.8700 USD 251.8872 USD 251.9133 USD 251.9133 USD 251.9395 USD 251.9400 USD 251.9700 USD 251.9800 USD 252.0300 USD 252.0400 USD 252.0600 USD 252.0700 USD 252.0800 USD 252.1200 USD 252.1300 USD 252.1400 USD 252.1408 USD 252.1500 USD 252.2100 USD 252.2700 USD 252.3000 USD 252.3129 USD 252.3168 USD 252.3200 USD 252.3300 USD 252.3700 USD 252.4319 USD 252.4431 USD 252.4897 USD 252.5200 USD 252.6000 USD 252.6500 USD 252.6600 USD 252.6800 USD 252.7000 USD 252.7100 USD 252.7312 USD 252.7400 USD 252.7600 USD 252.7757 USD 252.7800 USD 252.8000 USD 252.9000 USD 252.9200 USD 252.9288 USD 252.9500 USD 253.0000 USD 253.0160 USD 253.0300 USD 253.0400 USD 253.0800 USD 253.0900 USD 253.1000 USD 253.1100 USD 253.1260 USD 253.1400 USD 253.1500 USD 253.1900 USD 253.2000 USD 253.2100 USD 253.6817 USD 253.8803 USD 253.8905 USD 254.0055 USD 254.1200 USD 254.1793 USD 254.1850 USD 254.2400 USD 254.2500 USD 254.2600 USD 254.3000 USD 254.3300 USD 254.5350 USD 254.8100 USD 254.8983 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Short
Increase Long
Increase Short
| 50
13,922
7 1 | 251.6700 USD
253.8753 USD
252.3129 USD 252.9228 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option | Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Selling Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing Purchasing | 300 2,300 400 800 400 800 600 500 400 200 200 400 2,900 600 1,200 400 200 600 200 600 300 2,100 800 600 2,900 600 400 500 200 1,000 400 200 800 400 2,000 400 200 200 | 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 250.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 260.00 | American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American | 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 21/05/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 16/07/2021 | 5.74 5.18 5.27 5.35 5.29 5.23 5.34 5.30 5.31 5.36 5.33 5.25 5.68 5.21 5.17 5.24 5.28 5.22 5.20 5.19 7.29 6.93 6.90 7.04 7.23 7.09 7.02 7.05 7.06 7.00 7.01 7.03 6.98 6.96 6.92 6.99 6.94 6.91 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 13 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option
| Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 12,600 7,400 14,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 260.00 260.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 15/10/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord