23rd Oct 2020 12:52
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 22 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,574,813 2.84 | 2,684,118 1.17 | ||||
(2) Derivatives (other than options) | 2,488,991 1.09 | 80,799 0.04 | ||||
(3) Options and agreements to purchase/sell | 93,200 0.04 |
| ||||
Total | 9,157,004 3.97 | 2,764,917 1.21 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 69,800
100 100 100 100 100 12 100 300 200 700 100 60 600 3,600 100 100 100 2,400 100 162 8 9 9 412 500 100 699 100 17 500 12 1,000 14 9 900 11 409 190 13 100 300 16 416 6 66 98 51 10,535 131 100 200 100
24 200 2 3 100 100 500 2,400 162 300 904 4 300 5 47 409 190 96 5 6 15 6 22 4 8,681 13 5 6 | NA
205.8775 205.9300 206.0200 206.2700 206.3150 206.5100 206.5200 206.6633 206.8200 206.8271 206.8325 206.8363 206.8917 206.8967 206.9100 206.9700 207.0100 207.0167 207.0200 207.0276 207.0288 207.0589 207.0833 207.0849 207.0880 207.1050 207.1183 207.1200 207.1365 207.1420 207.1458 207.1950 207.2025 207.2033 207.2322 207.2445 207.2705 207.2724 207.2800 207.2850 207.2950 207.3438 207.3476 207.3883 207.3944 207.4000 207.4324 207.4700 207.5100 207.5500 207.5650 207.6350
206.5100 206.5450 206.7150 206.7167 206.8900 206.9469 206.9880 207.0167 207.0276 207.0333 207.0835 207.1350 207.1467 207.1840 207.2215 207.2705 207.2724 207.3200 207.3600 207.3767 207.4080 207.4200 207.4300 207.4600 207.4700 207.5000 207.5100 207.5200 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 12 1,300 162 1,100 45
190 409 4 | 206.5096 206.9673 207.0277 207.0751 207.4700
207.2664 207.2705 207.4704 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosingand any other person relating to the voting rights of any relevant securities under any optionreferred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 23 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord