20th May 2021 14:52
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 19 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,631,615 2.94 | 2,375,524 1.05 | ||||
(2) Derivatives (other than options) | 2,058,699 0.91 | 219,582 0.10 | ||||
(3) Options and agreements to purchase/sell | 146,000 0.06 | 355,600 0.16 | ||||
Total | 8,836,314 3.91 | 2,950,706 1.31 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 2000
50 7 9 9 2 2 7 100 40 32 238 40 1 1 15 1 1 1 3 4 47 27 19 86 186 944 58 50 17
9 57 2 2 4 1 48 5 7 2 1 200 70 100 2 80 2 17 32 100 10 238 100 5 2 1 100 3 100 100 100 140 2 100 2 100 100 1 1 3 39 100 4 100 100 94 47 100 100 100 1,466 92 116 100 17 | N/A
249.1200 USD 249.1300 USD 249.3200 USD 249.3222 USD 249.4700 USD 249.4750 USD 250.0300 USD 250.3207 USD 250.6423 USD 250.9480 USD 251.0055 USD 251.1600 USD 251.2100 USD 251.2200 USD 251.2533 USD 251.2600 USD 251.2850 USD 251.3200 USD 251.3950 USD 251.4425 USD 251.5798 USD 251.7811 USD 251.8800 USD 252.1400 USD 252.1816 USD 252.2300 USD 252.3300 USD 252.4200 USD 254.2100 USD
249.3222 USD 249.3500 USD 249.3650 USD 249.4750 USD 249.4875 USD 249.5600 USD 249.8700 USD 249.9820 USD 250.0300 USD 250.2550 USD 250.2900 USD 250.3207 USD 250.3741 USD 250.3855 USD 250.6300 USD 250.6423 USD 250.8700 USD 250.9150 USD 250.9480 USD 250.9675 USD 251.0000 USD 251.0055 USD 251.0102 USD 251.0200 USD 251.0225 USD 251.0400 USD 251.0681 USD 251.0733 USD 251.0778 USD 251.0864 USD 251.1023 USD 251.1600 USD 251.1800 USD 251.2197 USD 251.2200 USD 251.2321 USD 251.2474 USD 251.2850 USD 251.3050 USD 251.3433 USD 251.3485 USD 251.4094 USD 251.4325 USD 251.4707 USD 251.5320 USD 251.5695 USD 251.5798 USD 251.7063 USD 251.7109 USD 251.9676 USD 252.2300 USD 252.2950 USD 252.3300 USD 252.4200 USD 254.2100 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Decrease Short
Increase Short | 2 47
1 50
9 | 249.4735 USD 251.5798 USD
251.2824 USD 252.4200 USD
249.3222 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 20 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord