21st Dec 2020 14:49
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 18 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,309,892 2.76 | 2,859,626 1.26 | ||||
(2) Derivatives (other than options) | 2,650,632 1.17 | 38,366 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 8,960,524 3.93 | 2,924,292 1.29 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchases(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 14,000
59,969 5 17 17 19 242 3 2 23,577 23 4 18 112 61 1,700 92 42 100 15 200 50 13,495
66 10 532 33 215 19 11 50 123 200 110 23 172 727 4,255 297 1 73 198 2 59,969 2 21 192 20 2,718 436 22,475 206 18,039 323 102 1,685 112 112 141 3,494 11 528 107 9 1 511 100 11 100 25 208 2 13 199 291 10 10 7 111 103 82 339 19,727 385 2 50 39 1,232 112 61 1,700 100 300 100 200 100 35 | N/A
205.0766 USD 205.2100 USD 205.2424 USD 205.3071 USD 205.3100 USD 205.3400 USD 205.4100 USD 205.4250 USD 205.4900 USD 205.5296 USD 205.6700 USD 205.6850 USD 206.4822 USD 206.5284 USD 206.6062 USD 206.7000 USD 207.0650 USD 207.0700 USD 207.1800 USD 207.4077 USD 209.3614 USD 211.3600 USD
204.7500 USD 204.7900 USD 204.8100 USD 204.8200 USD 204.8300 USD 204.8500 USD 204.8600 USD 204.8700 USD 204.8800 USD 204.8900 USD 204.9200 USD 204.9396 USD 204.9400 USD 205.0000 USD 205.0235 USD 205.0300 USD 205.0400 USD 205.0500 USD 205.0600 USD 205.0700 USD 205.0766 USD 205.0800 USD 205.0900 USD 205.0959 USD 205.1000 USD 205.1056 USD 205.1100 USD 205.1176 USD 205.1200 USD 205.1235 USD 205.1263 USD 205.1300 USD 205.1306 USD 205.1400 USD 205.1500 USD 205.1600 USD 205.1601 USD 205.1800 USD 205.1900 USD 205.2000 USD 205.2100 USD 205.2200 USD 205.2500 USD 205.2600 USD 205.2700 USD 205.2800 USD 205.2900 USD 205.3000 USD 205.3100 USD 205.3200 USD 205.3300 USD 205.3400 USD 205.3500 USD 205.3700 USD 205.3900 USD 205.4000 USD 205.4600 USD 205.4620 USD 205.4676 USD 205.4900 USD 205.5100 USD 205.5200 USD 205.9000 USD 206.3531 USD 206.3564 USD 206.4822 USD 206.5284 USD 206.6062 USD 207.0100 USD 207.0367 USD 207.3500 USD 207.4077 USD 207.4700 USD 211.8500 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long
Short | 59,969 600 1,100 200
112 | 205.0766 USD 206.5909 USD 206.6145 USD 207.4077 USD
206.4822 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 21 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord