14th May 2021 14:08
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 13 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,496,319 2.88 | 2,332,094 1.03 | ||||
(2) Derivatives (other than options) | 2,025,903 0.90 | 200,640 0.09 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,652,622 3.84 | 2,888,334 1.28 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 133,400
2 100 2 178 59 1 332 3 3 13 6 4 4 257 1 1 3 2 5 58 4 45 6 100 10 25 41 2 7 5 7 1 8 2 26 100 3 916 606 101 5 4,872 6,489 5 1 1 6 48 12,402 1 1 9 100 14 10 27 37 10 49 1 22 8 9 53 1 14 8 7 6 5 1 4 1 3 4 3 5 1 1 55 1 27 3 1 17 8 1 36 1 5 95 60 1
100 332 3 8 1 3 1 11 1 257 2 128 29 6 50 6,489 13,312 10 4 2 2 1 | N/A
249.5800 USD 249.5900 USD 249.8450 USD 249.8544 USD 249.8958 USD 250.0300 USD 250.1048 USD 250.1950 USD 250.2183 USD 250.2930 USD 250.3117 USD 250.3150 USD 250.6100 USD 250.7149 USD 250.9300 USD 251.3700 USD 251.3800 USD 251.4000 USD 251.4340 USD 251.4730 USD 251.5800 USD 251.6231 USD 251.6333 USD 251.6545 USD 251.6710 USD 251.6900 USD 251.7046 USD 251.7250 USD 251.7486 USD 251.7720 USD 251.7757 USD 251.7800 USD 251.7875 USD 251.7900 USD 251.7965 USD 251.8000 USD 251.8100 USD 251.8178 USD 251.8183 USD 251.8200 USD 251.8340 USD 251.8449 USD 251.8482 USD 251.8980 USD 251.9200 USD 251.9300 USD 251.9533 USD 251.9700 USD 252.0000 USD 252.0200 USD 252.0400 USD 252.0744 USD 252.1100 USD 252.1300 USD 252.1330 USD 252.1622 USD 252.1678 USD 252.1710 USD 252.1776 USD 252.2100 USD 252.2250 USD 252.2475 USD 252.2720 USD 252.3053 USD 252.3100 USD 252.3336 USD 252.3463 USD 252.3600 USD 252.3667 USD 252.4000 USD 252.4200 USD 252.4225 USD 252.4500 USD 252.4583 USD 252.4625 USD 252.4900 USD 252.5340 USD 252.5900 USD 252.6300 USD 252.6615 USD 252.7200 USD 252.7474 USD 252.7533 USD 252.8400 USD 252.8750 USD 252.9100 USD 252.9600 USD 252.9669 USD 252.9700 USD 252.9720 USD 253.0270 USD 253.0400 USD 253.0500 USD
249.8100 USD 250.1048 USD 250.2183 USD 250.2188 USD 250.2800 USD 250.2867 USD 250.3000 USD 250.5064 USD 250.5800 USD 250.7149 USD 251.0650 USD 251.2702 USD 251.3885 USD 251.7000 USD 251.8000 USD 251.8482 USD 252.0000 USD 252.1330 USD 252.2575 USD 252.4700 USD 252.8400 USD 252.8500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Long
Increase Short
| 6,489
257
328 3 50 4 10 | 251.8482 USD
250.7149 USD
250.0817 USD 250.2175 USD 251.8000 USD 252.0000 USD 252.1330 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
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|
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|
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 14 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option
| Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 12,600 7,400 14,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 260.00 260.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 15/10/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord