10th Jun 2021 13:03
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 09 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,046,615 3.12
| 2,335,774 1.04
| ||||
(2) Derivatives (other than options) | 2,006,617 0.89
| 113,794 0.05
| ||||
(3) Options and agreements to purchase/sell | 146,000 0.06
| 355,600 0.16
| ||||
Total | 9,199,232 4.07
| 2,805,168 1.25
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales
| 21 260 21 624 2 2 322 691 23 362 407 225 172 10 25,374 97 6 6
1 3 1 10 5 4 4 2 1 1 7 624 2 19 3 180 2 2 4 1 9 323 2 9 7 13 3 273 11 26 21 24 200 200 77 108 15 100 100 140 80 62 101 21 200 558 224 353 108 407 5,180 251 698 5 209 152 8 9,253 97 2,029 200 141 36 1,381 202 302 635 12 1,715 25,374 3 2 108 59 2 100 6 6 8 6 | 246.1071 USD 246.0581 USD 246.0510 USD 245.9453 USD 245.8700 USD 245.8600 USD 245.8233 USD 245.7500 USD 244.8700 USD 244.8000 USD 244.7478 USD 244.6684 USD 244.5625 USD 244.5596 USD 244.5309 USD 244.4800 USD 244.4400 USD 244.0683 USD
246.3700 USD 246.3400 USD 246.2200 USD 246.1580 USD 246.1560 USD 246.0700 USD 246.0500 USD 246.0350 USD 246.0200 USD 245.9900 USD 245.9743 USD 245.9453 USD 245.9300 USD 245.8916 USD 245.8867 USD 245.8858 USD 245.8700 USD 245.8600 USD 245.8400 USD 245.8300 USD 245.8200 USD 245.7500 USD 245.7200 USD 245.5250 USD 245.4571 USD 245.3223 USD 245.1200 USD 245.0919 USD 244.9900 USD 244.9700 USD 244.9600 USD 244.9500 USD 244.9200 USD 244.9100 USD 244.9057 USD 244.8900 USD 244.8813 USD 244.8800 USD 244.8300 USD 244.8200 USD 244.8100 USD 244.8000 USD 244.7900 USD 244.7890 USD 244.7800 USD 244.7700 USD 244.7600 USD 244.7564 USD 244.7500 USD 244.7478 USD 244.7301 USD 244.7275 USD 244.6838 USD 244.6700 USD 244.6600 USD 244.6500 USD 244.6300 USD 244.6228 USD 244.6200 USD 244.6127 USD 244.6100 USD 244.6000 USD 244.5950 USD 244.5701 USD 244.5700 USD 244.5600 USD 244.5529 USD 244.5500 USD 244.5408 USD 244.5309 USD 244.5200 USD 244.4900 USD 244.4500 USD 244.4400 USD 244.4200 USD 244.4100 USD 244.0900 USD 244.0683 USD 243.7800 USD 243.7000 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Increase Short
Increase Long
Decrease Long
Decrease Short | 407
25,374
624
6 | 244.7478 USD
244.5309 USD
245.9393 USD
244.0900 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
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|
|
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|
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 10 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased | 46,200 71,700 77,400 104,700 300 3,100 44,000 13,800 8,200 51,400 54,200 26,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord