14th Oct 2020 13:27
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 13 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,146,084 2.65 | 2,638,521 1.15 | ||||
(2) Derivatives (other than options) | 2,462,861 1.07 | 82,825 0.04 | ||||
(3) Options and agreements to purchase/sell | 99,600 0.04 |
| ||||
Total | 8,708,545 3.76 | 2,721,346 1.19 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 40,300
8 2,000 1,400 100 2 100 9,608 4 47 300 2 10 100 400 100 18,808 36 100 100 78 100 3,408 300 300 200 600 100 100 100 105 200 75 98 2,400 9
8 2,000 100 100 100 800 1,400 300 100 100 100 132 100 126 100 9,546 4 47 100 100 100 300 10 100 700 100 100 110 181 116 26 200 100 400 200 100 100 100 100 5,300 100 18,808 60 100 100 1 2,700 100 200 100 5 100 78 100 3,408 2 100 400 500 1 300 41 200 100 100 14 100 100 100 100 100 100 998 100 42 600 100 100 100 400 100 100 2 6,200 100 100 100 300 13 100 100 100 15 100 200 100 100 100 100 100 100 98 2,400 100 100 200 22 81 2,274 82 18 52 100 100 100 78 100 100 13 100 100 100 46 4 100 100 100 53 7 17 28 57 52 9 61 100 181 94 38 434 100 100 100 100 100 1 100 4 49 10 100 1 21 1 100 99 100 7 140 20 61 94 51 145 400 7 9 163 3 24 100 100 15 20 100 6 60 100 100 | NA
210.0600 210.1500 210.4050 210.7600 210.7700 210.8700 210.8900 210.8950 210.8974 211.0117 211.0200 211.0300 211.1000 211.1138 211.2100 211.2461 211.3133 211.3200 211.4800 211.4839 211.4900 211.5436 211.6300 211.7067 211.7350 211.8700 211.8850 211.9300 211.9700 212.0257 212.0800 212.1297 212.1800 212.2164 214.5200
210.0600 210.1500 210.2700 210.2888 210.3404 210.3900 210.4050 210.4067 210.4459 210.4495 210.5308 210.7600 210.8700 210.8765 210.8866 210.8900 210.8950 210.8974 210.9083 210.9242 210.9610 211.0117 211.0300 211.0561 211.0614 211.0658 211.0733 211.0845 211.0858 211.0986 211.0988 211.1000 211.1084 211.1138 211.1325 211.1346 211.1347 211.1542 211.1732 211.1988 211.2100 211.2461 211.2696 211.2965 211.3200 211.3400 211.3641 211.3929 211.4175 211.4479 211.4620 211.4800 211.4839 211.4900 211.5436 211.5950 211.6075 211.6300 211.6620 211.6900 211.7067 211.7134 211.7350 211.7418 211.7487 211.7500 211.7734 211.7794 211.7800 211.7945 211.8113 211.8265 211.8273 211.8400 211.8521 211.8700 211.8850 211.8960 211.9300 211.9413 211.9485 211.9700 211.9750 211.9850 211.9889 211.9915 211.9992 212.0096 212.0115 212.0181 212.0221 212.0304 212.0361 212.0549 212.0800 212.0951 212.1034 212.1132 212.1163 212.1171 212.1185 212.1800 212.2164 212.2476 212.2554 212.2563 212.2594 212.2602 212.2959 212.3049 212.3519 212.3650 212.3972 212.4281 212.4835 212.6566 212.6609 212.6628 212.6646 212.6863 212.7757 212.7800 212.7827 212.8086 212.8200 212.8300 212.8855 212.8960 212.9046 212.9106 212.9119 212.9190 212.9281 212.9322 212.9415 213.0091 213.0275 213.0527 213.0687 213.0698 213.1650 213.1892 213.2073 213.2623 213.2768 213.3408 213.3587 213.3991 213.4411 213.4939 213.5073 213.5342 213.5346 213.5374 213.5500 213.5754 213.6229 213.7484 213.8192 213.9152 214.0039 214.0903 214.0942 214.2399 214.2950 214.5050 214.5200 214.7069 214.7983 214.8100 214.8377 214.8900 214.9000 214.9030 214.9079 214.9131 214.9293 214.9600 215.4900 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 10 18,808 78 1,100 1,300
4 47 | 210.8896 211.2461 211.4900 212.1556 212.2678
210.8954 210.8975 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 14 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord