24th Aug 2020 11:35
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 21 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,243,714 1.83 | 2,395,213 1.03 | ||||
(2) Derivatives (other than options) | 2,241,597 0.97 | 169,573 0.07 | ||||
(3) Options and agreements to purchase/sell | 108,100 0.05 | 0 0.00 | ||||
Total | 6,593,411 2.85 | 2,564,786 1.10 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) (USD) |
Purchase (New borrow)
Purchase
Sale | 11,100
2 2 1 2 1 8 2 2 24 3 32 1 5 4 1 5,858 3 1 1 13 5 30 8 2 2 1,096 2 3 1 3 14 11 5 11 1 2 8 24 1 2 5 7 3,300 2 2 13 5 3 3 49 11 3 1 266 4 8 10 100 1 31 2 20 2 56 1 1 2 2 2 1 8 1 1 28 29
8 98 1,822 3 522 1,096 12 328 91 45 98 24 638 2,064 3,300 100 300 49 49 31 10 1 150 266 105 1 1 3 100 29 | NA
193.3400 193.4300 193.4700 193.5100 193.5300 193.5363 193.5650 193.5700 193.5800 193.5833 193.5850 193.6000 193.6120 193.6125 193.6300 193.6400 193.6433 193.6500 193.6600 193.6708 193.6900 193.6957 193.7088 193.7500 193.7600 193.7759 193.7900 193.8100 193.8600 193.8633 193.8857 193.8982 193.9360 193.9655 193.9800 194.0000 194.0250 194.0300 194.2500 194.2700 194.3200 194.3457 194.5165 194.5500 194.5750 194.6300 195.1540 195.1600 195.1767 195.1800 195.2673 195.2700 195.3000 195.3503 195.3575 195.3650 195.3690 195.3900 195.4000 195.4100 195.4600 195.5080 195.5350 195.6118 195.6300 195.6800 195.7150 195.9050 195.9200 196.0000 196.0224 196.0300 196.1100 196.5600 197.0100
193.5050 193.5767 193.6400 193.6433 193.7309 193.7759 193.7825 193.7835 193.8041 193.9322 193.9699 194.0300 194.4235 194.4361 194.5165 194.6200 195.0400 195.1800 195.1900 195.2700 195.3000 195.3100 195.3300 195.3503 195.3894 195.6300 195.6400 195.9800 196.1800 197.0100 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) USD |
Equity Swap | Long
Short | 1,096 3,300 49 266
101 3 | 193.7819 194.5165 195.1800 195.3503
193.6400 193.6433 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
Put Option | 7,000 | 200.00 USD |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 24 August 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 43,400 | 200.00 USD | American | 21-Aug-20 |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord