25th May 2021 13:51
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 24 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,988,422 3.10 | 2,358,567 1.05 | ||||
(2) Derivatives (other than options) | 2,039,729 0.90 | 249,939 0.11 | ||||
(3) Options and agreements to purchase/sell | 146,000 0.06 | 355,600 0.16 | ||||
Total | 9,174,151 4.06 | 2,964,106 1.32 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 43,300
2,268 6 1 1 24 3 1 3 10 28 14 3 26 19 1 1 8 1 1 1 1 2 3 11 2 2 1 2 1 4 6 2 11 3 35 1 7 1 2 13 5 2 319 2 4 140 5 3 10 7 2 22 103 3 4 28 5 5 77 1 46 2 4 2 2 2 4 1 2 26 2 1 2 27 1 2 3 1 2 2
63 292 951 6 1 1 3 11 5 14 3 15 4 15 4 2 3 5 4 30 2 4 2 3 4 3 6 319 2 3 6 3 3 10 8 4 4 1 1 2 165 4 5 4 2 2 1 3 3 4 2 4 5 4 | #N\A
253.1800 USD 253.2100 USD 253.2650 USD 253.2850 USD 253.5883 USD 253.7100 USD 253.7900 USD 253.8000 USD 253.8200 USD 253.8464 USD 253.8500 USD 253.9000 USD 253.9300 USD 253.9579 USD 254.0700 USD 254.1000 USD 254.1100 USD 254.1200 USD 254.1300 USD 254.1500 USD 254.1900 USD 254.2400 USD 254.2500 USD 254.2609 USD 254.2700 USD 254.2800 USD 254.3000 USD 254.3100 USD 254.3200 USD 254.3225 USD 254.3500 USD 254.3600 USD 254.3700 USD 254.3800 USD 254.3870 USD 254.3900 USD 254.4000 USD 254.4100 USD 254.4200 USD 254.4335 USD 254.4500 USD 254.4600 USD 254.4672 USD 254.4700 USD 254.4800 USD 254.4880 USD 254.4900 USD 254.5000 USD 254.5160 USD 254.5200 USD 254.5300 USD 254.5314 USD 254.5400 USD 254.5500 USD 254.5600 USD 254.5700 USD 254.5720 USD 254.5800 USD 254.5877 USD 254.5900 USD 254.6000 USD 254.6100 USD 254.6200 USD 254.6300 USD 254.6400 USD 254.6500 USD 254.6600 USD 254.6800 USD 254.6900 USD 254.6946 USD 254.7000 USD 254.7500 USD 254.8000 USD 254.8300 USD 254.8500 USD 254.8600 USD 254.8700 USD 254.8900 USD 254.9000 USD 255.0500 USD
253.1350 USD 253.1737 USD 253.1800 USD 253.2100 USD 253.2850 USD 253.5150 USD 253.6700 USD 253.6855 USD 253.8200 USD 253.8500 USD 253.9000 USD 253.9300 USD 253.9600 USD 253.9653 USD 254.1050 USD 254.1700 USD 254.2567 USD 254.2580 USD 254.3100 USD 254.3200 USD 254.3300 USD 254.3500 USD 254.3750 USD 254.3767 USD 254.4100 USD 254.4300 USD 254.4333 USD 254.4672 USD 254.4750 USD 254.4767 USD 254.4833 USD 254.4900 USD 254.5067 USD 254.5160 USD 254.5200 USD 254.5250 USD 254.5375 USD 254.5400 USD 254.5500 USD 254.5600 USD 254.5606 USD 254.5700 USD 254.5720 USD 254.5925 USD 254.6000 USD 254.6100 USD 254.6200 USD 254.6467 USD 254.6533 USD 254.6600 USD 254.7200 USD 254.7900 USD 254.8540 USD 254.8600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Short | 1 319
5 | 253.2878 USD 254.4672 USD
254.5720 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on this form
or relating to the voting rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 25 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Put Option Put Option Put Option
| Written Written Written Written Purchased Purchased Purchased Purchased Written Written Written Written | 46,200 71,700 77,400 104,700 13,800 54,200 26,600 51,400 3,100 44,000 8,200 300 | 270.0000 270.0000 270.0000 270.0000 240.0000 260.0000 260.0000 260.0000 270.0000 230.0000 230.0000 240.0000 | American American American American American American American American American American American American
| 17/12/2021 17/12/2021 17/12/2021 17/12/2021 16/07/2021 15/10/2021 16/07/2021 17/12/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord