27th Oct 2020 15:19
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 26 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,562,792 2.83 | 2,650,881 1.16 | ||||
(2) Derivatives (other than options) | 2,493,907 1.09 | 74,887 0.03 | ||||
(3) Options and agreements to purchase/sell | 93,200 0.04 |
| ||||
Total | 9,149,899 3.96 | 2,725,768 1.19 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 19,700
116 868 640 326 340 4,713 325 39 41 137 594 50 39 7,958 35 29 51 23 90 28 464 2,300 6,319 1 3,391 1,016 21 168 28 35 24 982 797 50 57 209 200 107 2,029 2 1,506 29 3,700 1,400 224 22 2 15 13 3 10 3
4 100 100 2 240 100 10 201 100 100 100 13 173 1 1,000 2 9,042 600 1 464 2,300 168 1 2 100 4 2 101 15 100 3 | NA
200.7121 201.3576 201.5167 201.6883 201.7000 201.7620 201.8498 201.8800 202.0468 202.1100 202.1192 202.1292 202.1500 202.1700 202.1734 202.1786 202.2171 202.2374 202.2472 202.2532 202.2614 202.2689 202.2862 202.2950 202.3050 202.3228 202.3295 202.3544 202.3557 202.3731 202.4217 202.4974 202.4993 202.5180 202.5232 202.5272 202.5275 202.6200 202.6238 202.6250 202.6382 202.6593 202.7250 202.7300 202.7759 202.8000 202.8600 203.7740 203.9500 204.4500 205.7457 207.3100
201.2300 201.3400 201.5200 201.5500 201.6958 201.7100 201.8100 201.8400 201.9300 201.9500 202.0200 202.0450 202.0500 202.0800 202.0970 202.1300 202.1700 202.2533 202.2600 202.2614 202.2689 202.3544 202.4500 202.8050 202.8500 202.8600 203.1200 203.7500 203.7740 203.9900 207.3100 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 1,100 1,200 2
194 270 168 15 | 202.1905 202.3408 202.8600
202.2554 202.2554 202.3544 203.7740 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any optionreferred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities
to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 27 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord