23rd Apr 2021 15:14
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 22 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,257,221 2.77 | 2,148,545 0.95 | ||||
(2) Derivatives (other than options) | 1,892,707 0.84 | 38,463 0.02 | ||||
(3) Options and agreements to purchase/sell | 26,200 0.01 | 355,600 0.16 | ||||
Total | 8,176,128 3.62 | 2,542,608 1.13 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 134,000
4 1,002 2,000 3 1 2 30 1,030 12 84 9 50 758 1 35 10 20 10 27,000 1 3 51 4 10
4 1,002 2,000 3 2 60 25 9 2,099 3 4 6 82 16 7 18 4 86 20 10 275 100 218 1 61 219 214 241 100 100 803 200 700 17 1,568 5 5 10 1,472 3 734 375 400 28 6 300 160 473 4,276 40 2 581 400 100 500 1,752 100 100 4 27,000 61 80 100 8 69 222 1 102 108 829 430 7,394 103 593 81 6 100 100 1,777 99 100 | N/A
233.5000 USD 230.9652 USD 232.0534 USD 232.0433 USD 231.7400 USD 232.0200 USD 232.3900 USD 231.1500 USD 230.6800 USD 230.7833 USD 230.9033 USD 230.7474 USD 231.0063 USD 230.5200 USD 230.8366 USD 231.2900 USD 232.8700 USD 231.0100 USD 230.5782 USD 232.2800 USD 232.0400 USD 230.9006 USD 230.0500 USD 231.7300 USD
233.5000 USD 230.9652 USD 232.0534 USD 232.0433 USD 232.0200 USD 232.3900 USD 230.7248 USD 230.6733 USD 231.1500 USD 230.6200 USD 230.8150 USD 230.8950 USD 230.8590 USD 230.9669 USD 230.7114 USD 231.2600 USD 232.0100 USD 231.2897 USD 231.1900 USD 232.3200 USD 230.9900 USD 231.0100 USD 231.0200 USD 230.9500 USD 230.8900 USD 230.4300 USD 230.3900 USD 230.9200 USD 230.8600 USD 231.9400 USD 232.1169 USD 232.0050 USD 232.0471 USD 229.8700 USD 230.7181 USD 230.9600 USD 230.9700 USD 230.9800 USD 230.9658 USD 230.9300 USD 231.0380 USD 230.3700 USD 230.3800 USD 230.3500 USD 230.5100 USD 230.4200 USD 230.4100 USD 230.3600 USD 230.7206 USD 231.0000 USD 230.3200 USD 230.4000 USD 230.3300 USD 230.3100 USD 230.4400 USD 230.3921 USD 230.4600 USD 230.4800 USD 230.0700 USD 230.5782 USD 230.3634 USD 230.9400 USD 231.0700 USD 231.0600 USD 230.0300 USD 230.1905 USD 230.0100 USD 230.0400 USD 230.1900 USD 230.0608 USD 230.2108 USD 230.6246 USD 230.9697 USD 230.7068 USD 231.0300 USD 230.9150 USD 230.8750 USD 232.1000 USD 230.6426 USD 230.4900 USD 230.4500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Short
Decrease Short
Opening a short position
Increase Long
| 1,002 2
30
1
2,000 16,200 10,800 | 230.9592 USD 232.0433 USD
232.3900 USD
232.0433 USD
232.0534 USD 230.3289 USD 230.9522 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
Call Option Put Option Put Option | Purchased Purchased Purchased | 5,600 14,700 17,200 | 240.00 230.00 230.00 | American American American | 16/07/2021 15/10/2021 15/10/2021 | 6.40 14.70 14.20 |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 23 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option | Written Written Written Written Written Purchased Written Written Purchased Written | 46,200 71,700 77,400 104,700 300 12,400 3,100 44,000 13,800 8,200 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 | American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord