22nd Dec 2009 11:42
BREWIN DOLPHIN HOLDINGS PLC
ANNUAL INFORMATION UPDATE (AIU)
For the twelve months up to and including 20 December 2009
Brewin Dolphin Holdings plc ("the Company") announces that in accordance with the requirements of the Prospectus Rule 5.2, the following information has been published or made available to the public during the twelve months ended 20 December 2009 in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.
For the purpose of this update the information is only referred to and full copies of each item can be found at the locations specified below.
|
1. Announcements made via a Regulatory Information Service |
|
|
Date |
Announcement |
|
24 December 2008 |
Extracts from Annual Reports |
|
24 December 2008 |
Block Listing Application |
|
24 December 2008 |
Annual Report & Accounts |
|
31 December 2008 |
Total Voting Rights |
|
06 January 2009 |
Additional Listing |
|
22 January 2009 |
Additional Listing |
|
22 January 2009 |
Correction to Announcement - Additional Listing |
|
28 January 2009 |
Interim Management Statement |
|
29 January 2009 |
TR-1 Notifications of Major Interests in Shares |
|
30 January 2009 |
Total Voting Rights |
|
04 February 2009 |
Additional Listing |
|
25 February 2009 |
Director/PDMR Shareholding |
|
27 February 2009 |
Total Voting Rights |
|
27 February 2009 |
Directorate Changes |
|
27 February 2009 |
Result of AGM |
|
04 March 2009 |
Additional Listing |
|
04 March 2009 |
Additional Listing - Amendment |
|
05 March 2009 |
New Issue of Shares |
|
10 March 2009 |
Holding(s) in Company |
|
10 March 2009 |
Director/PDMR Shareholding |
|
13 March 2009 |
Additional Listing |
|
31 March 2009 |
Total Voting Rights |
|
01 April 2009 |
Additional Listing |
|
06 April 2009 |
Block Listing Return |
|
07 April 2009 |
Additional Listing |
|
30 April 2009 |
Total Voting Rights |
|
06 May 2009 |
Notice of Results |
|
11 May 2009 |
Additional Listing |
|
28 May 2009 |
Half Year Yearly Report |
|
29 May 2009 |
Total Voting Rights |
|
01 June 2009 |
Director/PDMR Shareholding |
|
09 June 2009 |
Additional Listing |
|
15 June 2009 |
Interim Results Posted |
|
17 June 2009 |
Additional Listing |
|
24 June 2009 |
Holding(s) in Company |
|
30 June 2009 |
Total Voting Rights |
|
30 June 2009 |
Additional Listing |
|
29 July 2009 |
Interim Management Statement |
|
31 July 2009 |
Total Voting Rights |
|
04 August 2009 |
Additional Listing |
|
04 August 2009 |
Director/PDMR Shareholding |
|
17 August 2009 |
Additional Listing |
|
17 August 2009 |
Holding(s) in Company |
|
28 August 2009 |
Total Voting Rights |
|
15 September 2009 |
Additional Listing |
|
21 September 2009 |
Holding(s) in Company |
|
23 September 2009 |
Additional Listing |
|
28 September 2009 |
Directorate Change |
|
30 September 2009 |
Total Voting Rights |
|
01 October 2009 |
Trading Update and Accounting Policy Change |
|
01 October 2009 |
Review Panel Finding |
|
01 October 2009 |
Block Listing Interim Review |
|
14 October 2009 |
Notification TR-1 Major Interest in Shares |
|
22 October 2009 |
Holding(s) in Company |
|
26 October 2009 |
Director/ PDMR Shareholding |
|
26 October 2009 |
Additional Listing |
|
30 October 2009 |
Total Voting Rights |
|
11 November 2009 |
Notice of Results |
|
11 November 2009 |
Additional Listing |
|
27 November 2009 |
Additional Listing |
|
30 November 2009 |
Total Voting Rights |
|
01 December 2009 |
Additional Listing |
|
02 December 2009 |
Group Preliminary Results |
|
03 December 2009 |
Additional Listing |
|
07 December 2009 |
PDMR announcement |
|
09 December 2009 |
Block Listing |
|
15 December 2009 |
Issue of Equity |
|
2. Documents filed at Companies House |
|
|
Date |
Filing |
|
30 December 2008 |
88(2) Allotment of Shares |
|
30 December 2008 |
88(2) Allotment of Shares |
|
6 January 2009 |
88(2) Allotment of Shares |
|
16 January 2009 |
88(2) Allotment of Shares |
|
16 January 2009 |
88(2) Allotment of Shares |
|
16 January 2009 |
88(2) Allotment of Shares |
|
19 January 2009 |
353 Location of Register of Member |
|
26 January 2009 |
88(2) Allotment of Shares |
|
26 January 2009 |
88(2) Allotment of Shares |
|
28 January 2009 |
88(2) Allotment of Shares |
|
4 February 2009 |
88(2) Allotment of Shares |
|
9 February 2009 |
88(2) Allotment of Shares |
|
19 February 2009 |
Directors Change of Particulars - William Hood |
|
19 February 2009 |
Directors Change of Particulars - Stephen Lamport |
|
20 February 2009 |
88(2) Allotment of Shares |
|
20 February 2009 |
88(2) Allotment of Shares |
|
25 February 2009 |
Annual Return |
|
3 March 2009 |
88(2) Allotment of Shares |
|
6 March 2009 |
Special Resolution - Authorised allotment of shares and debentures |
|
6 March 2009 |
Special Resolution - Authority to purchase shares other than from capital |
|
6 March 2009 |
Special Resolution - Disapplication of Pre-emption rights |
|
16 March 2009 |
Annual Accounts |
|
16 March 2009 |
88(2) Allotment of Shares |
|
18 March 2009 |
88(2) Allotment of Shares |
|
18 March 2009 |
88(2) Allotment of Shares |
|
18 March 2009 |
88(2) Allotment of Shares |
|
18 March 2009 |
88(2) Allotment of Shares |
|
20 March 2009 |
88(2) Allotment of Shares |
|
30 March 2009 |
88(2) Allotment of Shares |
|
14 April 2009 |
88(2) Allotment of Shares |
|
15 April 2009 |
88(2) Allotment of Shares |
|
23 April 2009 |
88(2) Allotment of Shares |
|
23 April 2009 |
88(2) Allotment of Shares |
|
30 April 2009 |
88(2) Allotment of Shares |
|
13 May 2009 |
88(2) Allotment of Shares |
|
22 May 2009 |
88(2) Allotment of Shares |
|
22 May 2009 |
88(2) Allotment of Shares |
|
16 June 2009 |
88(2) Allotment of Shares |
|
17 June 2009 |
88(2) Allotment of Shares |
|
17 June 2009 |
88(2) Allotment of Shares |
|
17 June 2009 |
88(2) Allotment of Shares |
|
24 June 2009 |
88(2) Allotment of Shares |
|
24 June 2009 |
88(2) Allotment of Shares |
|
1 July 2009 |
88(2) Allotment of Shares |
|
1 July 2009 |
88(2) Allotment of Shares |
|
7 July 2009 |
88(2) Allotment of Shares |
|
8 July 2009 |
88(2) Allotment of Shares |
|
9 July 2009 |
88(2) Allotment of Shares |
|
31 July 2009 |
88(2) Allotment of Shares |
|
31 July 2009 |
88(2) Allotment of Shares |
|
31 July 2009 |
88(2) Allotment of Shares |
|
6 August 2009 |
88(2) Allotment of Shares |
|
18 August 2009 |
88(2) Allotment of Shares |
|
21 August 2009 |
88(2) Allotment of Shares |
|
21 August 2009 |
88(2) Allotment of Shares |
|
25 August 2009 |
88(2) Allotment of Shares |
|
27 August 2009 |
88(2) Allotment of Shares |
|
28 August 2009 |
288a Secretary appointed J Howlett |
|
2 September 2009 |
88(2) Allotment of Shares |
|
9 September 2009 |
88(2) Allotment of Shares |
|
23 September 2009 |
88(2) Allotment of Shares |
|
23 September 2009 |
88(2) Allotment of Shares |
|
23 September 2009 |
88(2) Allotment of Shares |
|
28 September 2009 |
88(2) Allotment of Shares |
|
28 September 2009 |
88(2) Allotment of Shares |
|
28 September 2009 |
288b Appointment Terminated Director - Christopher Legge |
|
28 September 2009 |
288b Appointment Terminated Director - Simon Still |
|
29 September 2009 |
88(2) Allotment of Shares |
|
21 October 2009 |
88(2) Allotment of Shares |
|
21 October 2009 |
88(2) Allotment of Shares |
|
21 October 2009 |
88(2) Allotment of Shares |
|
4 November 2009 |
SH01 Statement of Capital |
|
16 November 2009 |
SH01 Statement of Capital |
|
9 December 2009 |
SH01 Statement of Capital |
|
14 December 2009 |
SH01 Statement of Capital |
|
14 December 2009 |
CH01 Directors Change of Particulars - Barry Howard |
|
14 December 2009 |
CH03 Secretary's Change of Particulars - Judie Howlett |
3. Location of Full Text of All Announcements/Filings
Copies of the announcements made via a Regulatory Information Service may be obtained from the Company's website www.brewindophin.co.uk or from the Regulatory News Service provided by the London Stock Exchange at www.londonstockexchange.com and any related documents are available at the UKLA's Document Viewing Facility Financial Services Authority, 25 The North Colonnade, Canary Wharf, London, E14 5HS.
Copies of the documents filed at Companies House can be found on the Companies House website at www.companieshouse.gov.uk or can be obtained from Companies House, Crown Way, Cardiff, CF14 3UZ.
4. Accuracy of the Information
In accordance with Article 27(3) of the Prospectus Directive Regulation, it is acknowledged that whilst the information referred to above was up to date at the time of publication, such disclosure may, at any time, become out of date due to changing circumstances.
Further information regarding the Company and its activities is available at www.brewin.co.uk
Angela Wright
Company Secretary
Brewin Dolphin Holdings PLC
December 2009
Related Shares:
BRW.L