16th Apr 2009 12:36
Rathbone Brothers Plc (the Company)
Annual Information Update at 15 April 2009
As required by Rule 5.2 of the Prospectus Rules, Rathbone Brothers Plc sets out below a summary of the information which has been published or made available to the public in the year to 14 April 2009 in compliance with its obligations under laws and rules dealing with the regulation of securities, issuers of securities and securities markets. It refers to information rather than including that information and the information referred to may now be out of date.
1. Regulatory announcements
UK regulatory announcements made via a Regulatory Information Service during the year to 14 April 2009 are as follows (most recent first). These can be viewed at www.londonstockexchange.com or from the Company's website at www.rathbones.com.
Date Brief description of announcement
14/04/2009 Rule 8.3- Summit Germany Limited
09/04/2009 Rule 8.3- Summit Germany Limited
09/04/2009 Rule 8.3-Summit Germany Limited
09/04/2009 Rule 8.3- Summit Germany Limited
08/04/2009 Holding(s) in Company
07/04/2009 Director/PDMR Shareholding
07/04/2009 Rule 8.3- Venture Production
06/04/2009 Director/PDMR Shareholding
06/04/2009 Rule 8.3- Venture Production
06/04/2009 Naya Bharat Property Holding(s) in Company
06/04/2009 Rule 8.3- Carpathian Plc
06/04/2009 Rule 8.3- Candover Investment
03/04/2009 Director/PDMR Shareholding
03/04/2009 Director/PDMR Shareholding
03/04/2009 Rule 8.3- Candover Investment
03/04/2009 Rule 8.3- Carpathian Plc
03/04/2009 Annual Financial Report
02/04/2009 Director/PDMR Shareholding
02/04/2009 Director/PDMR Shareholding -
02/04/2009 Rule 8.3- Venture Production
01/04/2009 Rule 8.3- Candover Investment
01/04/2009 Rule 8.3- Carpathian Plc
01/04/2009 Rule 8.3- Venture Production
01/04/2009 Disposal
31/03/2009 Total Voting Rights
31/03/2009 Rule 8.3- Carpathian Plc
31/03/2009 Rule 8.3- Candover Investment
30/03/2009 Director/PDMR Shareholding
30/03/2009 Director/PDMR Shareholding
27/03/2009 Cazenove Cap Mgnt.Ld Short Selling Disclosure
27/03/2009 Rule 8.3- Fountains PLC
27/03/2009 Rule 8.3- Candover Investment
26/03/2009 Cazenove Cap Mgnt.Ld Short Selling Disclosure
26/03/2009 Rule 8.3- Candover Investment
25/03/2009 Director/PDMR Shareholding
25/03/2009 Rule 8.3- Carpathian Plc
25/03/2009 Rule 8.3- Candover Investment
24/03/2009 Rule 8.3- Venture Production
24/03/2009 Director/PDMR Shareholding
20/03/2009 Rule 8.3- Venture Production
20/03/2009 Rule 8.3- Carpathian PLC
19/03/2009 Rule 8.3- Venture Production
19/03/2009 Rule 8.3- Carpathian PLC
17/03/2009 Statement re Rathbone Unit Trust Management Ltd
13/03/2009 Rule 8.3- Carpathian PLC
10/03/2009 Director/PDMR Shareholding
10/03/2009 Rule 8.3- Carpathian PLC
06/03/2009 TR European Growth Holding(s) in Company
05/03/2009 Director/PDMR Shareholding
05/03/2009 Dexion Absolute Ltd Holding(s) in Company
05/03/2009 TR European Growth Holding(s) in Company
05/03/2009 Rule 8.3- Carpathian PLC
04/03/2009 Director/PDMR Shareholding
04/03/2009 Final Results
03/03/2009 TR European Growth Holding(s) in Company
03/03/2009 Dexion Equity Alt. Holding(s) in Company
24/02/2009 Rule 8.3- Carpathian PLC
23/02/2009 Holidaybreak PLC Holding(s) in Company
19/02/2009 Geiger Counter Ltd Holding(s) in Company
18/02/2009 Rule 8.3- Carpathian PLC
16/02/2009 Rule 8.3- Carpathian PLC
10/02/2009 Disposal
03/02/2009 Blocklisting Interim Review
03/02/2009 Disposal
29/01/2009 Rule 8.3- Carpathian PLC
26/01/2009 Mercantile Inv Tst Holding(s) in Company
26/01/2009 Holding(s) in Company
23/01/2009 TR European Growth Holding(s) in Company
23/01/2009 Rule 8.3- Carpathian PLC
22/01/2009 Holding(s) in Company
21/01/2009 TR European Growth Holding(s) in Company
21/01/2009 Director/PDMR Shareholding
20/01/2009 Mercantile Inv Tst Holding(s) in Company
16/01/2009 Eastern Eur Property Holding(s) in Company
15/01/2009 Rule 8.3- Carpathian PLC
13/01/2009 Holding(s) in Company
13/01/2009 Rule 8.3- ITIS Holdings PLC -
13/01/2009 JPMorgan Inc&Grwth Holding(s) in Company
13/01/2009 Rule 8.3- ITIS Holdings PLC
08/01/2009 Trading Statement
07/01/2009 BlueCrest AllBlueFd Holding(s) in Company
06/01/2009 Mercantile Inv Tst Holding(s) in Company
02/01/2009 Total Voting Rights
30/12/2008 Director/PDMR Shareholding
23/12/2008 Director/PDMR Shareholding
17/12/2008 Rule 8.3- Carpathian PLC
16/12/2008 Director/PDMR Shareholding
12/12/2008 Director/PDMR Shareholding
09/12/2008 Absolute Return Tst Holding(s) in Company
04/12/2008 Autoclenz Holdings Holding(s) in Company
02/12/2008 BlueCrest AllBlueFd Holding(s) in Company
27/11/2008 Holding(s) in Company
27/11/2008 Rule 8.3- Carpathian PLC
26/11/2008 Directorate Change
25/11/2008 Second Price Monitoring Extn
25/11/2008 Price Monitoring Extension
24/11/2008 Blocklisting Interim Review
21/11/2008 BlueCrest AllBlueFd Holding(s) in Company
21/11/2008 Second Price Monitoring Extn
21/11/2008 Price Monitoring Extension
17/11/2008 Director/PDMR Shareholding
14/11/2008 Director/PDMR Shareholding
14/11/2008 Blocklisting Interim Review
11/11/2008 Dexion Equity Alt. Holding(s) in Company
11/11/2008 Absolute Return Tst Holding(s) in Company
06/11/2008 Rule 8.3- Carpathian Plc
03/11/2008 Total Voting Rights
24/10/2008 Goldman Sachs Dyn Notification of Major Interes
17/10/2008 Director/PDMR Shareholding
17/10/2008 JPMorganInc&CapTst Holding(s) in Company
17/10/2008 Director/PDMR Shareholding
16/10/2008 Interim Management Statement
15/10/2008 Disposal
10/10/2008 Director/PDMR Shareholding
06/10/2008 Director/PDMR Shareholding
06/10/2008 Director/PDMR Shareholding
01/10/2008 Holding(s) in Company
01/10/2008 Total Voting Rights
30/09/2008 Director/PDMR Shareholding
30/09/2008 Director/PDMR Shareholding
30/09/2008 ISIS Prop Trust Ltd Holding(s) in Company
25/09/2008 Absolute Return Tst Holding(s) in Company
25/09/2008 Director/PDMR Shareholding
24/09/2008 Directorate Change
22/09/2008 Edinburgh US Tracker Holding(s) in Company
22/09/2008 Absolute Return Tst Holding(s) in Company
22/09/2008 Director/PDMR Shareholding
19/09/2008 Director/PDMR Shareholding
19/09/2008 Director/PDMR Shareholding
19/09/2008 Director/PDMR Shareholding
17/09/2008 BlueCrest AllBlueFd Holding(s) in Company
16/09/2008 Director/PDMR Shareholding
15/09/2008 Director/PDMR Shareholding
01/09/2008 Holding(s) in Company
07/08/2008 Rule 8.3- Titan Europe Plc
06/08/2008 Bango PLC Holding(s) in Company
04/08/2008 Fenner PLC Holding(s) in Company
01/08/2008 Total Voting Rights
29/07/2008 Rule 8.3- Paragon Group of Co
29/07/2008 Rule 8.3- Paragon Group Of Co
25/07/2008 Holding(s) in Company
24/07/2008 Interim Results
21/07/2008 Carr's Milling Inds Holding(s) in Company
21/07/2008 Baltic Oil Terminals Disclosure of Holdings
18/07/2008 Rule 8.3- Voller Energy Group
17/07/2008 Potential Disposal
15/07/2008 Blocklisting Interim Review
09/07/2008 Alpha Pyrenees Trust Holding(s) in Company
04/07/2008 Rule 8.3- Forum Energy PLC
03/07/2008 Rule 8.3- Forum Energy Plc
02/07/2008 BlueCrest AllBlueFd Holding(s) in Company
02/07/2008 BlueCrest AllBlueFd Holding(s) in Company
01/07/2008 Total Voting Rights
30/06/2008 Director/PDMR Shareholding
17/06/2008 Atlas Estates Ltd Holding(s) in Company
16/06/2008 Rule 8.3- Titan Europe Plc
09/06/2008 Rule 8.3- Titan Europe PLC
06/06/2008 Holding(s) in Company
04/06/2008 Rule 8.3- Throgmorton Trust P
27/05/2008 Rule 8.3- Titan Europe PLC
23/05/2008 Director/PDMR Shareholding
22/05/2008 Blocklisting Interim Review
22/05/2008 Director/PDMR Shareholding
22/05/2008 Rule 8.3- Throgmorton Trust P
21/05/2008 New City Energy Ltd Holding(s) in Company
20/05/2008 Bear Stearns Priv Eq Holding(s) in Company
20/05/2008 Rule 8.3- Titan Europe PLC
19/05/2008 Rule 8.3- Titan Europe PLC
16/05/2008 Rule 8.3- Throgmorton Trust P
15/05/2008 Director/PDMR Shareholding
15/05/2008 Rule 8.3- Titan Europe PLC
15/05/2008 Impax Group PLC Holding(s) in Company
13/05/2008 Blocklisting Interim Review
13/05/2008 Directorate Change
12/05/2008 Assura Group Ltd Holding(s) in Company
12/05/2008 Assura Group Ltd Holding(s) in Company
09/05/2008 Director/PDMR Shareholding
08/05/2008 Assura Group Ltd Holding(s) in Company
07/05/2008 Goldman Sachs Dyn TR-1 Notification Form
07/05/2008 AGM Result
07/05/2008 HSBC European AB Holding(s) in Company
07/05/2008 Interim Management Statement
01/05/2008 Rule 8.3- Silverjet PLC
01/05/2008 Total Voting Rights
30/04/2008 Titan Europe PLC Holding(s) in Company
29/04/2008 Holidaybreak PLC Holding(s) in Company
28/04/2008 Holding(s) in Company
28/04/2008 Rule 8.3- Titan Europe PLC
28/04/2008 Rule 8.3- Titan Europe PLC
25/04/2008 Director/PDMR Shareholding
25/04/2008 Rule 8.3 - Throgmorton Trust
24/04/2008 Director/PDMR Shareholding
21/04/2008 Rule 8.3- Throgmorton Trust
21/04/2008 Rule 8.3- Titan Europe PLC
18/04/2008 Rule 8.3- Throgmorton Trust
18/04/2008 Rule 8.3- Titan Europe PLC
16/04/2008 Rule 8.3 - Titan Europe PLC
15/04/2008 Absolute Return Tst Holding(s) in Company
15/04/2008 Annual Information Update
15/04/2008 Rule 8.3- Ardana PLC
2. Documents filed at Companies House
The following documents have been filed by the Company with the Registrar of Companies at Companies House during the year to 14 April 2009 (most recent first).
Date Document Description
of filing type
25/03/2009 88 (2) Return of allotment of shares
25/03/2009 88 (2) Return of allotment of shares
30/12/2008 88 (2) Return of allotment of shares
30/12/2008 88 (2) Return of allotment of shares
30/12/2008 288b Resignation of a director - Giles Coode-Adams
17/10/2008 88 (2) Return of allotment of shares
17/10/2008 88 (2) Return of allotment of shares
17/10/2008 88 (2) Return of allotment of shares
14/10/2008 MEM/ARTS Changes to Articles of Association
29/09/2008 288a Appointment of a director - Paul Stockton
16/09/2008 88 (2) Return of allotment of shares
24/07/2008 363s Annual return
22/07/2008 88 (2) Return of allotment of shares
21/05/2008 AA Report and accounts for 2007
12/05/2008 MEM/ARTS Changes to Articles of Association
12/05/2008 RES1 Special resolutions passed at AGM
01/05/2008 88 (2) Return of allotment of shares
15/04/2008 88 (2) Return of allotment of shares
3. Documents published and sent to shareholders
The following documents have been published by the Company and sent to shareholders during the year to 14 April 2009 (most recent first).
Date of Document
publication
01/04/2009 Notice of 2009 AGM and proxy form
01/04/2009 Annual report and financial statements for 2008
12/08/2008 Interim report to 30 June 2008
Copies of all the documents listed above are available from the Company's registered office at 159 New Bond Street, London, W1S 2UD and from the company's website at www.rathbones.com
Richard LoaderCompany Secretary16 April 2009
020 7399 0000
Related Shares:
Rathbone