30th Apr 2007 17:03
Standard Chartered PLC30 April 2007 Annual Information Update for Standard Chartered PLC (the "Company") This annual information update is filed pursuant to Prospectus Rule 5.2 made bythe Financial Services Authority and not for any other purpose and by filingthis annual information update neither the Company, nor any other person, takesany responsibility for, or makes any representation, express or implied, as tothe accuracy or completeness of, the information contained or referred to belowherein. The information referred to below is not necessarily up to date as atthe date of this annual information update and the Company does not undertakeany obligation to update any such information in the future. Furthermore, suchinformation may have been prepared in accordance with the laws or regulations ofa particular jurisdiction and may not comply with or meet the relevant standardsof disclosure in any other jurisdiction. Neither this annual informationupdate, nor the information referred to below constitutes, by virtue of thiscommunication, an offer of any securities addressed to any person and should notbe relied on by any person. 1. Regulatory Announcements The following UK regulatory announcements have been made by the Company via aRegulatory Information Service during the previous 12 months up to and including18 April 2007. Copies of these announcements can be viewed at the London StockExchange's website at www.londonstockexchange.com/en-gb/pricesnews/marketnewsunder code STAN and at the Company's website at http://investors.standardchartered.com/Date of Publication Regulatory Headline18 April 2006 Annual Information Update24 April 2006 Holding(s) in Company4 May 2006 AGM Statement4 May 2006 Directorate Change5 May 2006 Result of AGM5 May 2006 Documents for Inspection12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding12 May 2006 Director/ PDMR Shareholding18 May 2006 Director/ PDMR Shareholding18 May 2006 Director/ PDMR Shareholding19 May 2006 Directors' Interests19 May 2006 Holding(s) in Company2 June 2006 Director/ PDMR Shareholding8 June 2006 Holding(s) in Company15 June 2006 Additional Listing16 June 2006 Acquisition19 June 2006 Additional Listing20 June 2006 Additional Listing23 June 2006 Additional Listing26 June 2006 Additional Listing28 June 2006 Additional Listing28 June 2006 Trading Statement5 July 2006 Additional Listing5 July 2006 Directors' Interests5 July 2006 Directorate Change6 July 2006 Additional Listing6 July 2006 Director Declaration7 July 2006 Additional Listing10 July 2006 Additional Listing11 July 2006 Additional Listing12 July 2006 Additional Listing13 July 2006 Additional Listing17 July 2006 Additional Listing18 July 2006 Additional Listing19 July 2006 Additional Listing20 July 2006 Additional Listing21 July 2006 Additional Listing21 July 2006 Holding(s) in Company24 July 2006 Additional Listing25 July 2006 Additional Listing26 July 2006 Additional Listing27 July 2006 Additional Listing28 July 2006 Additional Listing31 July 2006 Additional Listing1 August 2006 Additional Listing2 August 2006 Additional Listing3 August 2006 Additional Listing3 August 2006 Directors' Interests3 August 2006 Holding(s) in Company4 August 2006 Additional Listing7 August 2006 Additional Listing7 August 2006 Holding(s) in Company8 August 2006 Interim Results8 August 2006 Additional Listing8 August 2006 Director/ PDMR Shareholding9 August 2006 Additional Listing9 August 2006 Preference Shares Redemption9 August 2006 Acquisition10 August 2006 Additional Listing11 August 2006 Additional Listing14 August 2006 Additional Listing15 August 2006 Additional Listing16 August 2006 Additional Listing17 August 2006 Additional Listing18 August 2006 Additional Listing18 August 2006 Holding(s) in Company21 August 2006 Holding(s) in Company22 August 2006 Holding(s) in Company22 August 2006 Holding(s) in Company22 August 2006 Holding(s) in Company23 August 2006 Holding(s) in Company25 August 2006 Holding(s) in Company25 August 2006 Holding(s) in Company30 August 2006 Holding(s) in Company30 August 2006 Holding(s) in Company30 August 2006 Holding(s) in Company1 September 2006 Doc re Interim Report5 September 2006 Additional Holding in Permata6 September 2006 Completion of Acquisition11 September 2006 Director/ PDMR Shareholding12 September 2006 Holding(s) in Company26 September 2006 Publication of Prospectus29 September 2006 Acquisition29 September 2006 Results of Placing2 October 2006 Director/ PDMR Shareholding9 October 2006 Directors' Interests12 October 2006 Director/ PDMR Shareholding12 October 2006 Director/ PDMR Shareholding12 October 2006 Director/ PDMR Shareholding12 October 2006 Director/ PDMR Shareholding12 October 2006 Director/ PDMR Shareholding12 October 2006 Director/ PDMR Shareholding12 October 2006 Director/ PDMR Shareholding12 October 2006 Director/ PDMR Shareholding20 October 2006 Shareholder Circular23 October 2006 Tender Offer Update27 October 2006 Investor Trip31 October 2006 Tender Offer Result1 November 2006 Holding(s) in Company9 November 2006 Director/ PDMR Shareholding15 November 2006 Investor Day 200620 November 2006 Directorate Change20 November 2006 Directors' Portfolios28 November 2006 Directors' Portfolios7 December 2006 Publication of Prospectus8 December 2006 Director/ PDMR Shareholding12 December 2006 Pre Close Trading Update15 December 2006 Formation of Alliance29 December 2006 Total Voting Rights3 January 2007 Total Voting Rights9 January 2007 Total Voting Rights9 January 2007 Holding(s) in Company10 January 2007 Total Voting Rights19 January 2007 Total Voting Rights26 January 2007 Disposal of Business30 January 2007 Disclosure of Directorship31 January 2007 Total Voting Rights2 February 2007 Disclosure of Directorship15 February 2007 Holding(s) in Company27 February 2007 Final Results 1 of 227 February 2007 Final Results 1b of 227 February 2007 Final Results 2 of 228 February 2007 Total Voting Rights6 March 2007 Director/ PDMR Shareholding6 March 2007 Director/ PDMR Shareholding6 March 2007 Director/ PDMR Shareholding6 March 2007 Director/ PDMR Shareholding7 March 2007 Director/ PDMR Shareholding7 March 2007 Director/ PDMR Shareholding7 March 2007 Director/ PDMR Shareholding8 March 2007 Holding(s) in Company9 March 2007 Director/ PDMR Shareholding9 March 2007 Director/ PDMR S/hldg - amend9 March 2007 Director/ PDMR S/hldg - amend9 March 2007 Director/ PDMR Shareholding9 March 2007 Director/ PDMR S/hldg - amend9 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding12 March 2007 Director/ PDMR Shareholding14 March 2007 Holding(s) in Company19 March 2007 Additional Listing20 March 2007 Additional Listing21 March 2007 Additional Listing22 March 2007 Additional Listing23 March 2007 Additional Listing26 March 2007 O'Seas Regulatory Announcement26 March 2007 Additional Listing27 March 2007 Documents for Inspection30 March 2007 Total Voting Rights12 April 2007 Holdings in Company - amend12 April 2007 Holdings in Company - amend 2. Documents filed with the Registrar of Companies The following documents have been filed by the Company with the Registrar ofCompanies at Companies House during the previous 12 months. Copies of thesedocuments may be obtained from Companies House, Crown Way, Maindy, Cardiff, CF143UZ, email: [email protected] - or, if you are a registered user,through Companies House Direct at www.direct.companieshouse.gov.uk.Date of Filing Document Type Brief Description12 April 2006 88(2)R Return of allotment of shares12 April 2006 88(2)R Return of allotment of shares21 April 2006 AA Group Accounts made up to 31/12/200525 April 2006 88(2)R Return of allotment of shares3 May 2006 288c Directors' particulars changed10 May 2006 288b Resignation of Director/ Secretary11 May 2006 88(2)R Return of allotment of shares11 May 2006 88(2)R Return of allotment of shares11 May 2006 88(2)R Return of allotment of shares11 May 2006 88(2)R Return of allotment of shares13 June 2006 363a Return made up to 10/04/200623 May 2006 88(2)R Return of allotment of shares23 May 2006 88(2)R Return of allotment of shares23 May 2006 88(2)R Return of allotment of shares24 May 2006 RES09 Authority for allotment of security9 June 2006 88(2)R Return of allotment of shares9 June 2006 88(2)R Return of allotment of shares9 June 2006 88(2)R Return of allotment of shares9 June 2006 88(2)R Return of allotment of shares9 June 2006 88(2)R Return of allotment of shares13 June 2006 88(2)R Return of allotment of shares15 June 2006 88(2)R Return of allotment of shares19 June 2006 88(2)R Return of allotment of shares26 June 2006 88(2)R Return of allotment of shares26 June 2006 88(2)R Return of allotment of shares26 June 2006 88(2)R Return of allotment of shares18 July 2006 88(2)R Return of allotment of shares11 August 2006 88(2)R Return of allotment of shares11 August 2006 88(2)R Return of allotment of shares11 August 2006 88(2)R Return of allotment of shares11 August 2006 88(2)R Return of allotment of shares11 August 2006 88(2)R Return of allotment of shares11 August 2006 88(2)R Return of allotment of shares14 August 2006 288a Appointment of Director4 September 2006 88(2)R Return of allotment of shares4 September 2006 88(2)R Return of allotment of shares4 September 2006 88(2)R Return of allotment of shares4 September 2006 88(2)R Return of allotment of shares4 September 2006 88(2)R Return of allotment of shares4 October 2006 288b Resignation of Secretary23 October 2006 88(2)R Return of allotment of shares23 October 2006 88(2)R Return of allotment of shares23 October 2006 88(2)R Return of allotment of shares23 October 2006 88(2)R Return of allotment of shares23 October 2006 88(2)R Return of allotment of shares30 October 2006 88(2)R Return of allotment of shares30 October 2006 88(2)R Return of allotment of shares30 October 2006 88(2)R Return of allotment of shares8 November 2006 88(2)R Return of allotment of shares27 November 2006 88(2)R Return of allotment of shares27 November 2006 88(2)R Return of allotment of shares27 November 2006 88(2)R Return of allotment of shares27 November 2006 88(2)R Return of allotment of shares9 December 2006 88(2)R Return of allotment of shares3 January 2007 288a Appointment of Director/ Secretary3 January 2007 288b Resignation of Director/ Secretary15 January 2007 88(2)R Return of allotment of shares15 January 2007 128(1) Statement of rights attached to allotted shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares6 February 2007 88(2)R Return of allotment of shares15 February 2007 88(2)R Return of allotment of shares15 March 2007 88(2)R Return of allotment of shares15 March 2007 88(2)R Return of allotment of shares 3. Documents filed with the Financial Services Authority The following documents have been filed by the Company with the FinancialServices Authority during the previous 12 months. These documents may be viewedat the UK Listing Authority's Document Viewing Facility at 25 The NorthColonnade, Canary Wharf, London, E14 5HS. Copies of these documents are alsoavailable on request from the Company's registered office at 1 AldermanburySquare, London, EC2V 7SB.Date of Publication Document5 May 2006 AGM Resolutions1 September 2006 Copies of 2006 Interim Report and 2006 Interim Dividend document27 March 2007 Copies of Annual Report and Accounts 2006, Annual Review 2006, Notice of AGM 2007 and 2006 Final Dividend document 4. Documents filed with the Securities and Exchange Commission The Company has submitted all of the above filings to the Securities andExchange Commission by virtue of compliance with Section 12 of the US SecuritiesExchange Act of 1934. Full details of these filings can be viewed at http://www.sec.gov/edgar/searchedgar/companysearch.html 5. Documents filed with the Stock Exchange of Hong Kong Further to the announcements made with the London Stock Exchange, whereappropriate, the following additional documents have also been filed by theCompany with the Stock Exchange of Hong Kong Limited during the previous 12months up to and including (18 April 2007). Copies of these documents may beobtained from www.hkex.com.hk.Date of Publication Document8 May 2006 Directorate Change (Retirement of Hugh Norton)8 May 2006 Results of 2006 Annual General Meeting - Resolutions passed at Annual General Meeting28 June 2006 Pre-close Trading Update for the period ending 30 June 20065 July 2006 The Company appoints Lord Turner as independent non-executive director7 July 2006 Appointment of Lord Turner as independent non-executive director of the Company (Additional information of Lord Turner)3 August 2006 Proposed record date in connection with the payment of 2006 Interim Dividend8 August 2006 2006 Interim Results (Summary)9 August 2006 2006 Interim Results1 September 2006 Statement of Shareholding1 September 2006 Election Form1 September 2006 Circular (2006 Interim Dividend)1 September 2006 Interim Report 20064 September 2006 Election Form (Revised)29 September 2006 Suspension of Trading3 October 2006 Change of Secretary (Appointment of Julie Bamford and resignation of Charles Brown)3 October 2006 Results of the Placing of New Ordinary Shares of US$0.50 each by Standard Chartered3 October 2006 - Standard Chartered to acquire Hsinchu International Bank via a recommended tender offer - Discloseable Transaction - Equity Placing to raise approximately USD1.2 Billion (GBP 0.65 Billion)20 October 2006 Circular (Recommended tender offer for Hsinchu International Bank - Discloseable Transaction)31 October 2006 Change of Secretary (Appointment of Clive Burns and resignation of Julie Bamford)21 November 2006 Directorate Changes (Appointment of Peter Sands as Group Chief Executive, Mervyn Davies as Non Executive Chairman, Richard Meddings as Group Finance Director and resignation of Bryan Sanderson as Chairman)22 November 2006 Directors' portfolios (Kai Nargolwala & Gareth Bullock)30 November 2006 Directors' portfolios (Mike DeNoma)13 December 2006 Pre-close Trading Update for the year ending 31 December 200622 February 2007 Proposed record date in connection with the payment of 2006 Final Dividend27 February 2007 2006 Annual Results26 March 2007 Notice of Annual General Meeting 200726 March 2007 Continuing Connected Transactions26 March 2007 Circular (2006 Final Dividend)26 March 2007 Statement of Shareholding26 March 2007 Election Form26 March 2007 Proxy Form26 March 2007 Circular (Notice of Annual General Meeting 2007)26 March 2007 Annual Report and Accounts 2006 6. Documents filed with the Companies Registry in Hong Kong The following documents have been filed by the Company with the CompaniesRegistry in Hong Kong during the previous 12 months up to and including (18April 2007). Copies of these documents may be obtained from the CompaniesRegistry in Hong Kong, 14th Floor, Queensway Government Offices, 88 Queensway,Hong Kong - email:[email protected] - or, if you are a registered user, throughICRIS at www.icris.cr.gov.hk.Date of Filing Document Type Brief Description26 May 2006 Accounts Annual Report and Accounts 200526 May 2006 ARF1 2006 Annual Return17 August 2006 D2 Appointment of Lord Adair Turner as director17 August 2006 D2 Retirement of Ho KwonPing as director12 October 2006 D2 Appointment of Julie Bamford and resignation of Charles Brown as company secretary7 November 2006 D2 Appointment of Clive Burns and resignation of Julie Bamford as company secretary29 November 2006 D2 Resignation of Bryan Sanderson as director12 January 2007 D2 Retirement of Hugh Norton as director A copy of this annual information update is available on request from theCompany's registered office at 1 Aldermanbury Square, London, EC2V 7SB; and itsprincipal place of business in Hong Kong at 32nd Floor, 4-4A Des Voeux Road,Central, Hong Kong. Two copies of this announcement have been submitted to the UK Listing Authorityand will shortly be available for inspection at the Document Viewing Facility ofthe Financial Services Authority, 25 The North Colonnade, London, E14 5HS. For further information, please contact Sarah Williams, Assistant Secretary,++44 20 7280 6123. 30 April 2007 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Standard Chartered